DFX Intelligence

R••••• L••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R••••• L••• F•••••

Advisor at W•••• F•••• A•••••••

FORT COLLINS, CO

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Search this name across graphsid dfx:ria:c2457492-30d4-4723-0de3-7259103b47d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 22, 2024	n/a	yes	FORT COLLINS, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2019	May 23, 2024	no	HIGHLANDS RANCH, CO\|LOVELAND, CO\|LOVELAND, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	May 23, 2024	May 22, 2024	-1	Firm change	Ibd to wirehouse
F•••• F•••••••• G••••• I•••	L•• F•••••••• L••	Oct 21, 2019	Oct 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:11025:CO:2024-05-23	May 23, 2024	May 22, 2024	LOVELAND, CO	Firm change

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 4, 2019 to May 23, 2024factForm ADV
→ F•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 15, 2014 to Oct 21, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
May 23, 2024
Advisor changed firm
R••••• L••• F••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2457492-30d4-4723-0de3-7259103b47d1
First observed: Sep 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.