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R•••••• T••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

R•••••• T••• H•••••••••

Advisor at L•••• F••• A••••••• S•••••••

CULPEPER, VA | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2462d28-c087-2610-40da-09107a33ea1f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Aug 10, 2022	n/a	yes	CULPEPER, VA\|DALLAS, TX	Current employment
M••••••••• S••••••••• I•••	Former SEC adviser	Apr 1, 2008	Oct 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• S••••••••• I•••	L•••• F••• A••••••• S•••••••	Oct 31, 2022	Aug 10, 2022	-82	Firm change after gap	RIA to ibd
R•••••• J•••• F•••••••• S•••••••• I•••	M••••••••• S••••••••• I•••	Apr 1, 2008

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18836:134086:VA:2022-10-31	Oct 31, 2022	Aug 10, 2022	CULPEPER, VA	Firm change after gap

Relationships

Registered with (3)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ M••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2008 to Oct 31, 2022factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2001 to Apr 1, 2008factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
R•••••• T••• H••••••••• left M••••••••• S••••••••• I••• for L•••• F••• A••••••• S••••••• (registered 2022-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2462d28-c087-2610-40da-09107a33ea1f
First observed: Mar 15, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.