RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• T••• H•••••••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Aug 10, 2022 · Culpeper, Va
- M••••••••• S••••••••• I••• formerApr 1, 2008 to Oct 31, 2022 · Culpeper, Va
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 15, 2001 to Apr 1, 2008 · Culpeper, Va
- M••••••••• S••••••••• I••• to L•••• F••• A••••••• S•••••••left Oct 31, 2022, registered Aug 10, 2022 (-82 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to M••••••••• S••••••••• I•••left Apr 1, 2008, registered Apr 1, 2008 (0 days) · Other
- R•••••• T••• H••••••••• left M••••••••• S••••••••• I••• for L•••• F••• A••••••• S••••••• (registered 2022-08-10)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address