DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fai Capital Management
Latest filing Sep 8, 2026
First filing on the tape Mar 19, 2012 · 24 filings
SEC status approved since Oct 10, 2008
RAUM
$842M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$211M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$842M as of Aug 26, 2026
Mar 19, 2012$463M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Aug 26, 2026
Mar 19, 20120 then
Employees (5.A)5 as of Aug 26, 2026
Mar 11, 20134 then
Private funds: no history
RAUM -4.7% over the last fiscal year-2.7% a year over threeIARs 3 to 3offices 0 to 1
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $211MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$842M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Skinner Reed | Tampa, Fl | Nov 8, 2012 | 19 y | 0 |
| Jerry Wayne Ford | Tampa, Fl | Jan 2, 2026 | 42 y | 0 |
| Andrew Alexander Mathes | Cordova, Tn | Aug 14, 2026 | 24 y | 6 |
| Jonathan William Ford | Tampa, Fl | Aug 17, 2026 | 18 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Andrew Alexander Mathes from Causey Public FinanceAug 14, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne Jerry Ford · President/Chief Compliance Officercontrolsince 02/2008 · owns 75% or more
- William Jonathan Ford · Vice Presidentsince 01/2022 · owns less than 5%
- Skinner William Reed · Vice Presidentsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Ford & Associates, Inc.n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 8, 2026discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: institutional managers, $500M to $1B (71) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 26, 2026 to Sep 8, 2026
- Legal name · FAI CAPITAL MANAGEMENT to FAI CAPITAL MANAGEMENT, INC.Aug 26, 2026 to Sep 8, 2026
- Succession · false to unsetAug 26, 2026 to Sep 8, 2026
- Advisory activities · 3 to 4Mar 9, 2026 to Aug 26, 2026
- Other offices · 0 to 1Mar 9, 2026 to Aug 26, 2026
- Accounts · 6 to 12Mar 5, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $884M to $842MMar 5, 2025 to Mar 9, 2026
- RAUM · $884M to $842MMar 5, 2025 to Mar 9, 2026
- Financial planning clients · unset to Jan 29, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $1.3B to $884MJan 29, 2024 to Mar 5, 2025
- RAUM · $1.3B to $884MJan 29, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $915M to $1.3BOct 26, 2023 to Jan 29, 2024
- RAUM · $915M to $1.3BOct 26, 2023 to Jan 29, 2024
- Accounts · 5 to 6Mar 9, 2022 to Mar 14, 2023
- Non-discretionary RAUM · $565M to $915MMar 9, 2022 to Mar 14, 2023
- RAUM · $565M to $915MMar 9, 2022 to Mar 14, 2023
- Accounts · 6 to 5Mar 15, 2021 to Mar 9, 2022
- Non-discretionary RAUM · $332M to $565MMar 15, 2021 to Mar 9, 2022
- RAUM · $332M to $565MMar 15, 2021 to Mar 9, 2022
- Non-discretionary RAUM · $611M to $332MMar 11, 2020 to Mar 15, 2021
- RAUM · $611M to $332MMar 11, 2020 to Mar 15, 2021
- Employees · 4 to 5Mar 8, 2019 to Mar 11, 2020
- Non-discretionary RAUM · $616M to $611MMar 8, 2019 to Mar 11, 2020
- RAUM · $616M to $611MMar 8, 2019 to Mar 11, 2020
- Non-discretionary RAUM · $300M to $616MMar 15, 2018 to Mar 8, 2019
- RAUM · $300M to $616MMar 15, 2018 to Mar 8, 2019
- Other offices · unset to 0.0Feb 16, 2017 to Mar 9, 2018
- Non-discretionary RAUM · $227M to $300MFeb 16, 2017 to Mar 9, 2018
- RAUM · $227M to $300MFeb 16, 2017 to Mar 9, 2018
- Non-discretionary RAUM · $292M to $227MMar 18, 2016 to Feb 16, 2017
- RAUM · $292M to $227MMar 18, 2016 to Feb 16, 2017
- Non-discretionary RAUM · $326M to $292MSep 4, 2015 to Mar 18, 2016
- RAUM · $326M to $292MSep 4, 2015 to Mar 18, 2016
- Advisory activities · 4 to 3May 19, 2015 to Sep 4, 2015
- Non-discretionary RAUM · $342M to $326MFeb 3, 2014 to Mar 18, 2015
- RAUM · $342M to $326MFeb 3, 2014 to Mar 18, 2015
- Accounts · 5 to 6Aug 22, 2013 to Feb 3, 2014
- Non-discretionary RAUM · $230M to $342MAug 22, 2013 to Feb 3, 2014
- RAUM · $230M to $342MAug 22, 2013 to Feb 3, 2014
- Accounts · 6 to 5Dec 21, 2012 to Mar 11, 2013
Signals
6 dated events
- Fai Capital Management reported RAUM $883.9M, down 30% from $1.3B (2024-01-29 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- Fai Capital Management reported RAUM $1.3B, up 39% from $914.8M (2023-10-26 to 2024-01-29)Jan 29, 2024 · RAUM change · derived
- Fai Capital Management reported RAUM $914.8M, up 62% from $564.9M (2022-03-09 to 2023-03-14)Mar 14, 2023 · RAUM change · derived
- Fai Capital Management reported RAUM $564.9M, up 70% from $331.6M (2021-03-15 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
- Fai Capital Management reported RAUM $331.6M, down 46% from $610.9M (2020-03-11 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- Fai Capital Management reported RAUM $616.0M, up 105% from $300.0M (2018-03-15 to 2019-03-08)Mar 8, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 813-874-6621reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $211Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026