DFX Intelligence

D••••• S•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D••••• S•••• M•••••••

Advisor at P••••••• W••••• G••••• L••

PROVO, UT | Bountiful, UT

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Search this name across graphsid dfx:ria:c2542a70-aeda-3aea-3f3b-c825a1b9e4c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• G••••• L••	Independent wealth	Oct 28, 2024	n/a	yes	Bountiful, UT\|PROVO, UT	Current employment
A•••• W••••• A•••••••• L••	Bd affiliated wealth	May 18, 2018	Oct 4, 2024	no	Centerville, UT\|CHICAGO, IL\|Englewood, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	P••••••• W••••• G••••• L••	Oct 4, 2024	Oct 28, 2024	24	Firm change	Ibd to RIA
O•• L••• A•••••••	A•••• W••••• A•••••••• L••	Mar 29, 2018	May 18, 2018

Relationships

Registered with (8)

→ P••••••• W••••• G••••• L••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 18, 2018 to Oct 4, 2024factForm ADV
→ O•• L••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2016 to Mar 29, 2018factForm ADV
→ S••••••• I••••••••• I•••

Dated events

Occurred
Oct 4, 2024
Advisor changed firm
D••••• S•••• M••••••• left A•••• W••••• A•••••••• L•• for P••••••• W••••• G••••• L•• (registered 2024-10-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2542a70-aeda-3aea-3f3b-c825a1b9e4c9
First observed: Jun 30, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.