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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PORTSIDE WEALTH GROUP, LLC

CRD 325175

PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01a38b4b-9f7c-a10f-4738-ace53bf314ab

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 87
Dated events: 23
On other graphs: 0
Observed: Feb 23, 2023 to Aug 19, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=8.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 56
RAUM per advisor: $25.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 54
Advisory employees: 47
Offices: 42Schedule D 1.F, beyond the principal office
Accounts: 7,819
Individual clients: 4,171
High net worth clients: 2,086
Custody, client assets: $15.1M
SEC number: 801-127529
CRD: 325175
Filings on the tape: 36
First filed: Feb 23, 2023
Latest filed: Aug 19, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 56

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM TRAVIS SNIDER	n/a	PROVO, UT	3	12	1	no
STACI ANN COMPAGNO	n/a	PROVO, UT	3	24	4	no
JASON CARLYLE SEYMOUR	n/a	American Fork, UT \| PROVO, UT	3	32	3	no
RODNEY AUSTIN WALKER	Certified Financial Planner	South Jordan, UT \| PROVO, UT	3	26	3	no
Eric Dean Stuart	n/a	PROVO, UT \| South Jordan, UT	3	26	3	yes
RANDALL GREER SPARKS	n/a	PROVO, UT \| South Jordan, UT	3	14	2	no
KENT WILLIAM BINNING	n/a	Provo, UT \| PROVO, UT	3	40	9	no
SCOTT MARTIN STEPHAN	n/a	PROVO, UT \| Riverside, CA	3	32	1	no
MICHELE MARIE LAWS	n/a	Swansea, IL \| PROVO, UT	3	25	4	no
ADAM SCOTT GRAVES	n/a	PROVO, UT \| Greenwood Village, CO	3	13	2	no
TIMOTHY WILLIAM FLOYD	n/a	PROVO, UT \| St George, UT	3	28	6	no
BRENT D CHRISTENSEN	n/a	PROVO, UT \| OREM, UT	3	13	1	no
Jeremy Rich Johnston	n/a	PROVO, UT \| South Jordan, UT	3	31	5	yes
Matthew Boyce Lowery	Certified Financial Planner	PEORIA, AZ \| PROVO, UT	3	24	7	no
WARREN CRAIG JUDD	n/a	Provo, UT \| PROVO, UT	3	24	2	no
CHARLES RYAN DUNN	n/a	PROVO, UT \| Pleasant View, UT	3	23	6	no
Sean Patrick Heney	n/a	Richfield, OH \| PROVO, UT	3	11	3	yes
RICHARD GORDON ROGERS	n/a	Holliday, UT \| PROVO, UT	3	13	2	no
Adam Keith McKell	n/a	Riverside, CA \| PROVO, UT	3	11	2	no
ALYSSA MOORE	n/a	PROVO, UT \| Holliday, UT	3	10	1	no
Melinda Kaye Perez	n/a	PROVO, UT \| Provo, UT	3	13	1	no
MARK ELDON MCKELL	n/a	St George, UT \| PROVO, UT \| Orem, UT \| Riverside, CA	3	24	1	no
John William Homer	Chartered Financial Consultant	PROVO, UT \| Salt LakeCity, UT	3	53	4	yes
PAUL GORDON EWELL	n/a	PROVO, UT \| Draper, UT	3	28	7	no
Jason Robert Jones	Certified Financial Planner	Providence, UT \| PROVO, UT	3	27	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAKE, DANIEL, ROMNEY	President	Na	yes	02/2023	Aug 19, 2026	Aug 19, 2026
COMPAGNO, STACI, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Aug 19, 2026	Aug 19, 2026
SNIDER, WILLIAM, TRAVIS	CHIEF OPERATIONS OFFICER	Na	yes	03/2023	Aug 19, 2026	Aug 19, 2026
BROWN, KURT, HAROLD	Member	E	yes	04/2016	Feb 23, 2023	Dec 4, 2024
BROWN, KURT, HAROLD	Member	D	yes	01/2023	Feb 23, 2023	Dec 4, 2024
COMPAGNO, SAM, VINCENT	Member	E	yes	01/2023	Mar 31, 2023	Dec 4, 2024
COMPAGNO, STACI, ANN	Member	E	yes	07/2022	Feb 23, 2023	Dec 4, 2024
MILLER, BRIAN, JOHN	Member	C	yes	01/2023	Feb 23, 2023	Dec 4, 2024
MILLER, STEVEN, SCOTT	Member	C	yes	01/2023	Feb 23, 2023	Dec 4, 2024
SNIDER, WILLIAM, TRAVIS	MANAGING MEMBER	E	yes	01/2023	Feb 23, 2023	Dec 4, 2024
BLACK ROCK CAPITAL, LLC	Member	B	no	04/2016	Aug 19, 2026	Aug 19, 2026
POINT CABRILLO PARTNERS, LLC	Member	B	no	01/2023	Aug 19, 2026	Aug 19, 2026
PRAEMON, LLC	Member	B	no	01/2023	Aug 19, 2026	Aug 19, 2026
TJK INVEST, LLC	Member	B	no	01/2023	Aug 19, 2026	Aug 19, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRET BRYCE	n/a	n/a	n/a	N	no	n/a
HURST TAX AND ACCOUNTING	n/a	n/a	n/a	N	no	n/a
SAUNDERS NYDEGGER	n/a	n/a	n/a	N	no	n/a
WANGSGARD & ASSOCIATES LLC ACCOUNTING AND BOOKKEEPING	n/a	n/a	n/a	N	no	n/a
YORK HOWELL	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lakewood	Co	United States	2	yes
Meridian	Id	United States	2	yes
Providence	Ut	United States	2	yes
Provo	Ut	United States	2	no
Provo	Ut	United States	2	yes
LOS ANGELES	CA	United States	1	no
NEWPORT BEACH	CA	United States	1	no
Riverside	CA	United States	1	no
Riverside	CA	United States	1	no
GREENWOOD VILLAGE	Co	United States	1	no
Swansea	IL	United States	1	no
Richfield	Oh	United States	1	yes
Knoxville	Tn	United States	1	no
AMERICAN FORK	Ut	United States	1	no
Draper	Ut	United States	1	no
Draper	Ut	United States	1	no
Logan	Ut	United States	1	yes
Millcreek	Ut	United States	1	yes
Orem	Ut	United States	1	no
SALT LAKE CITY	Ut	United States	1	yes
SOUTH JORDAN	Ut	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$1.4B	$1.4B	54	47	43	n/a	n/a
2024	Mar 26, 2025	$1.1B	$1.1B	46	41	35	n/a	n/a
2023	Mar 1, 2024	$885M	$885M	40	37	28	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	1	5	1.8%	1	1	0	16	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	27.2%	n/a	n/a	54	46	42	35

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE NORDEN GROUP LLC	2	Dec 31, 2023	Jan 8, 2024	PROVO, UT	Team lift out	RIA to RIA	4.9%
BUCK WEALTH STRATEGIES, LLC	3	Nov 27, 2023	Dec 6, 2023	RIO RANCHO, NM	Team lift out	RIA to RIA	6.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BAKER TILLY WEALTH MANAGEMENT, LLC	2	Apr 22, 2024	Jul 15, 2024	MOUNTAIN VIEW, CA	Team lift out	RIA to RIA	8.3%
TOWNSQUARE CAPITAL, LLC	2	May 26, 2023	Apr 17, 2023	LEHI, UT	Team lift out	RIA to new firm	2.7%

Relationships

showing 80 of 87

Registered with (62)

← Robert Andrew TorresAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← Timothy Warren WhippleAdvisorregistration: previous registration
Apr 22, 2026 to Jul 22, 2026factForm ADV
← Treyton W WalkerAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← Robert Edward HuettAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← Eric BarnesAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← Aaron Mark McKellAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← Jeffrey Brent JohnsonAdvisorregistration: current employment
Sep 15, 2025 to presentfactForm ADV
← Megan Nichole BensonAdvisorregistration: current employment
Jul 17, 2025 to presentfactForm ADV
← Dillon A LenonAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← Scott DavisAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Russell Earl SlackAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← Randy Chance HyerAdvisorregistration: current employment
Apr 29, 2025 to presentfactForm ADV
← KURT HAROLD BROWNAdvisorregistration: current employment
Mar 11, 2025 to presentfactForm ADV
← Aaron Bradley LarsonAdvisorregistration: current employment
Mar 4, 2025 to presentfactForm ADV
← Joshua Ian ThayneAdvisorregistration: current employment
Dec 23, 2024 to presentfactForm ADV
← DENNIS SHANE MCMILLANAdvisorregistration: current employment
Oct 28, 2024 to presentfactForm ADV
← Marissa Emily SmithAdvisorregistration: current employment
Sep 11, 2024 to presentfactForm ADV
← Andres Esteban GuzmanAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← CHRISTOPHER SEAN COXAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← JACOB PERRY CAZIERAdvisorregistration: current employment
Dec 15, 2023 to presentfactForm ADV
← ISAAC JESS HUETHERAdvisorregistration: current employment
Sep 21, 2023 to presentfactForm ADV
← PAUL WESTON SAUNDERSAdvisorregistration: current employment
Jul 5, 2023 to presentfactForm ADV
← Catherine Audrey WhiteAdvisorregistration: current employment
Jun 27, 2023 to presentfactForm ADV
← Bret Philip BryceAdvisorregistration: current employment
May 30, 2023 to presentfactForm ADV
← Jeffrey Ray WangsgardAdvisorregistration: current employment
May 22, 2023 to presentfactForm ADV
← KIMBERLY KAY DOLEMANAdvisorregistration: current employment
May 19, 2023 to presentfactForm ADV
← Jeffrey Robert HurstAdvisorregistration: current employment
May 12, 2023 to presentfactForm ADV
← DAVID ADAMS GALLMANAdvisorregistration: current employment
May 9, 2023 to presentfactForm ADV
← JACOB ANTHONY RUSTAdvisorregistration: current employment
May 9, 2023 to presentfactForm ADV
← KYLER J REDDERAdvisorregistration: current employment
May 8, 2023 to presentfactForm ADV
and 32 more

Controls (7)

← COMPAGNO, STACI, ANNOwnerMEMBER, ownership code E, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← BROWN, KURT, HAROLDOwnerMEMBER, ownership code E, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← SNIDER, WILLIAM, TRAVISOwnerMANAGING MEMBER, ownership code E, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← BLAKE, DANIEL, ROMNEYOwnerPRESIDENT, ownership code NA, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← MILLER, STEVEN, SCOTTOwnerMEMBER, ownership code C, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← MILLER, BRIAN, JOHNOwnerMEMBER, ownership code C, individual
Feb 23, 2023 to Dec 4, 2024factForm ADV
← COMPAGNO, SAM, VINCENTOwnerMEMBER, ownership code E, individual
Mar 31, 2023 to Dec 4, 2024factForm ADV

Owns (4)

← BLACK ROCK CAPITAL, LLCOwnerMEMBER, ownership code B, domestic entity
May 31, 2023 to Dec 4, 2024factForm ADV
← POINT CABRILLO PARTNERS, LLCOwnerMEMBER, ownership code B, domestic entity
Feb 23, 2023 to Dec 4, 2024factForm ADV
← PRAEMON, LLCOwnerMEMBER, ownership code B, domestic entity
Feb 23, 2023 to Dec 4, 2024factForm ADV
← TJK INVEST, LLCOwnerMEMBER, ownership code B, domestic entity
Feb 27, 2023 to Dec 4, 2024factForm ADV

Moved with (3)

← BAKER TILLY WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Apr 22, 2024 to Jul 15, 2024factForm ADV
→ THE NORDEN GROUP LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2023 to Jan 8, 2024factForm ADV
→ BUCK WEALTH STRATEGIES, LLCRegistered adviser3 advisors, team lift out, same day
Nov 27, 2023 to Dec 6, 2023factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2026
Advisor changed firm
James R Newman left Portside Wealth Group, Llc for Foguth Wealth Management, Llc. (registered 2026-07-24)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2026
Regulatory AUM changed
Portside Wealth Group, Llc reported RAUM $1.4B, up 27% from $1.1B (2025-12-18 to 2026-03-18)
Form ADVobserved 5 days ago
$306M
Occurred
Feb 28, 2025
Regulatory AUM changed
Portside Wealth Group, Llc reported RAUM $1.1B, up 27% from $884.8M (2024-12-04 to 2025-02-28)
Form ADVobserved 5 days ago
$241M
Occurred
Apr 22, 2024
Team lift-out
2 advisors left Baker Tilly Wealth Management, LLC (Mountain View, CA) for Portside Wealth Group, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 21, 2024
Advisor changed firm
Michelle Lea Phillips left Portside Wealth Group, Llc for Allworth Financial, L.P. (registered 2024-06-17)
Form ADVobserved 5 days ago
Occurred
Feb 5, 2024
Advisor changed firm
Richard Derek Brady left Portside Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2024-02-08)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Team lift-out
2 advisors left Portside Wealth Group, LLC (Provo, UT) for The Norden Group LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Rachelle Dillingham left Portside Wealth Group, Llc for The Norden Group Llc (registered 2024-01-08)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Nathan Leroy Rosell left Portside Wealth Group, Llc for The Norden Group Llc (registered 2024-01-03)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Team lift-out
3 advisors left Portside Wealth Group, LLC (Rio Rancho, NM) for Buck Wealth Strategies, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Nov 27, 2023
Advisor changed firm
Lynn Blair Thurgood left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Clark Gage Kemsley left Portside Wealth Group, Llc for Prime Capital Financial (registered 2024-02-05)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Gael Aaron Perez Rivera left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-29)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Brandon Alexander Thurgood left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Kyrie Elizabeth Greathouse left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-12-06)
Form ADVobserved 5 days ago
Occurred
Oct 5, 2023
Advisor changed firm
Douglas Mac Langford left Portside Wealth Group, Llc for Simplicity Wealth (registered 2023-10-06)
Form ADVobserved 5 days ago
Occurred
Sep 25, 2023
Advisor changed firm
Lindsey Ann Kemsley left Portside Wealth Group, Llc for Buck Wealth Strategies, Llc (registered 2023-10-30)
Form ADVobserved 5 days ago
Occurred
May 26, 2023
Team lift-out
2 advisors left Townsquare Capital, LLC (Lehi, UT) for Portside Wealth Group, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2023
Control person joined
Sam Compagno (Member) appeared on Schedule A of Portside Wealth Group, Llc
Form ADVobserved 5 days ago
Occurred
Feb 23, 2023
First Form ADV filing
Portside Wealth Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Mar 18, 2026
Portside Wealth Group, Llc reported 42 offices beyond its principal office, up from 36 (2025-12-18 to 2026-03-18)
Occurred
Nov 30, 2023
Portside Wealth Group, Llc reported 38 state-registered advisory representatives, up from 12 (2023-10-19 to 2023-11-30)
Occurred
May 31, 2023
Portside Wealth Group, Llc reported 29 offices beyond its principal office, up from 0 (2023-04-19 to 2023-05-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01a38b4b-9f7c-a10f-4738-ace53bf314ab
First observed: Feb 23, 2023
Last observed: Aug 19, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PORTSIDE WEALTH GROUP, LLC

CRD 325175

PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01a38b4b-9f7c-a10f-4738-ace53bf314ab

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM TRAVIS SNIDER

n/a

PROVO, UT

STACI ANN COMPAGNO

n/a

PROVO, UT

JASON CARLYLE SEYMOUR

n/a

American Fork, UT | PROVO, UT

RODNEY AUSTIN WALKER

Certified Financial Planner

South Jordan, UT | PROVO, UT

Eric Dean Stuart

n/a

PROVO, UT | South Jordan, UT

yes

RANDALL GREER SPARKS

n/a

PROVO, UT | South Jordan, UT

KENT WILLIAM BINNING

n/a

Provo, UT | PROVO, UT

SCOTT MARTIN STEPHAN

n/a

PROVO, UT | Riverside, CA

MICHELE MARIE LAWS

n/a

Swansea, IL | PROVO, UT

ADAM SCOTT GRAVES

n/a

PROVO, UT | Greenwood Village, CO

TIMOTHY WILLIAM FLOYD

n/a

PROVO, UT | St George, UT

BRENT D CHRISTENSEN

n/a

PROVO, UT | OREM, UT

Jeremy Rich Johnston

n/a

PROVO, UT | South Jordan, UT

yes

Matthew Boyce Lowery

Certified Financial Planner

PEORIA, AZ | PROVO, UT

WARREN CRAIG JUDD

n/a

Provo, UT | PROVO, UT

CHARLES RYAN DUNN

n/a

PROVO, UT | Pleasant View, UT

Sean Patrick Heney

n/a

Richfield, OH | PROVO, UT

yes

RICHARD GORDON ROGERS

n/a

Holliday, UT | PROVO, UT

Adam Keith McKell

n/a

Riverside, CA | PROVO, UT

ALYSSA MOORE

n/a

PROVO, UT | Holliday, UT

Melinda Kaye Perez

n/a

PROVO, UT | Provo, UT

MARK ELDON MCKELL

n/a

St George, UT | PROVO, UT | Orem, UT | Riverside, CA

John William Homer

Chartered Financial Consultant

PROVO, UT | Salt LakeCity, UT

yes

PAUL GORDON EWELL

n/a

PROVO, UT | Draper, UT

Jason Robert Jones

Certified Financial Planner

Providence, UT | PROVO, UT

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAKE, DANIEL, ROMNEY

President

yes

02/2023

Aug 19, 2026

COMPAGNO, STACI, ANN

CHIEF COMPLIANCE OFFICER

yes

02/2023

Aug 19, 2026

SNIDER, WILLIAM, TRAVIS

CHIEF OPERATIONS OFFICER

yes

03/2023

Aug 19, 2026

BROWN, KURT, HAROLD

Member

yes

04/2016

Feb 23, 2023

Dec 4, 2024

BROWN, KURT, HAROLD

Member

yes

01/2023

Feb 23, 2023

Dec 4, 2024

COMPAGNO, SAM, VINCENT

Member

yes

01/2023

Mar 31, 2023

Dec 4, 2024

COMPAGNO, STACI, ANN

Member

yes

07/2022

Feb 23, 2023

Dec 4, 2024

MILLER, BRIAN, JOHN

Member

yes

01/2023

Feb 23, 2023

Dec 4, 2024

MILLER, STEVEN, SCOTT

Member

yes

01/2023

Feb 23, 2023

Dec 4, 2024

SNIDER, WILLIAM, TRAVIS

MANAGING MEMBER

yes

01/2023

Feb 23, 2023

Dec 4, 2024

BLACK ROCK CAPITAL, LLC

Member

04/2016

Aug 19, 2026

POINT CABRILLO PARTNERS, LLC

Member

01/2023

Aug 19, 2026

PRAEMON, LLC

Member

01/2023

Aug 19, 2026

TJK INVEST, LLC

Member

01/2023

Aug 19, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRET BRYCE

n/a

HURST TAX AND ACCOUNTING

n/a

SAUNDERS NYDEGGER

n/a

WANGSGARD & ASSOCIATES LLC ACCOUNTING AND BOOKKEEPING

n/a

YORK HOWELL

n/a

City

State

Country

Employees

Also broker-dealer

Lakewood

United States

yes

Meridian

United States

yes

Providence

United States

yes

Provo

United States

Provo

United States

yes

LOS ANGELES

United States

NEWPORT BEACH

United States

Riverside

United States

Riverside

United States

GREENWOOD VILLAGE

United States

Swansea

United States

Richfield

United States

yes

Knoxville

United States

AMERICAN FORK

United States

Draper

United States

Draper

United States

Logan

United States

yes

Millcreek

United States

yes

Orem

United States

SALT LAKE CITY

United States

yes

SOUTH JORDAN

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$1.4B

n/a

2024

Mar 26, 2025

$1.1B

n/a

2023

Mar 1, 2024

$885M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.1B

27.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE NORDEN GROUP LLC

Dec 31, 2023

Jan 8, 2024

PROVO, UT

Team lift out

RIA to RIA

4.9%

BUCK WEALTH STRATEGIES, LLC

Nov 27, 2023

Dec 6, 2023

RIO RANCHO, NM

Team lift out

RIA to RIA

6.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BAKER TILLY WEALTH MANAGEMENT, LLC

Apr 22, 2024

Jul 15, 2024

MOUNTAIN VIEW, CA

Team lift out

RIA to RIA

8.3%

TOWNSQUARE CAPITAL, LLC

May 26, 2023

Apr 17, 2023

LEHI, UT

Team lift out

RIA to new firm

2.7%