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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JEFFREY JON ZIMMER

Advisor at OSAIC INSTITUTIONS, INC.

West Orange, NJ

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Search this name across graphsid dfx:ria:c25874c8-5429-17d4-ea42-a7d33fcc6637

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 18, 2001
First registration: Jul 26, 2007
Dual registered: yes, broker-dealer
Other names: JEFF ZIMMER|JEFFREY J ZIMMER|JEFFREY ZIMMER|JEFF JON ZIMMER|JEFF J ZIMMER
IAPD individual key: 4374492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 28, 2025	n/a	yes	West Orange, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 13, 2024	Jul 28, 2025	no	West Orange, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2017	May 16, 2024	no	MADISON, WI\|NEWELL, IA\|KEWANEE, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 15, 2015	Mar 14, 2017	no	Madison, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 23, 2013	May 1, 2015	no	MADISON, WI\|JANESVILLE, WI\|STANLEY, WI\|NEENAH, WI\|RIPON, WI\|APPLETON, WI\|APPLETON, WI\|MENASHA, WI\|OSHKOSH, WI\|SUN PRAIRIE, WI\|NEW BERLIN, WI\|OSHKOSH, WI\|MONROE, WI\|STOUGHTON, WI\|BROOKFIELD, WI\|RICHLAND CENTER, WI\|MOUNT HOREB, WI\|BOSCOBEL, WI\|WAUNAKEE, WI\|MADISON, WI\|JANESVILLE, WI\|BERLIN, WI\|MADISON, WI\|PLOVER, WI\|MADISON, WI\|MADISON, WI\|CHIPPEWA FALLS, WI\|FITCHBURG, WI\|VIROQUA, WI\|DODGEVILLE, WI\|MADISON, WI\|EAU CLAIRE, WI\|OSHKOSH, WI\|VERONA, WI\|MADISON, WI\|DELAVAN, WI\|GREENFIELD, WI\|GLENDALE, WI\|MADISON, WI\|PRAIRE DU CHIEN, WI\|DEFOREST, WI\|NEW GLARUS, WI\|MIDDLETON, WI\|STEVENS POINT, WI\|MONONA, WI\|OREGON, WI\|LANCASTER, WI\|WEST ALLIS, WI\|FRANKLIN, WI\|PLATTEVILLE, WI\|WINNECONNE, WI\|MENOMONE FALLS, WI\|WAUTOMA, WI\|APPLETON, WI	Previous registration
WADDELL & REED	Former SEC adviser	Feb 27, 2013	Sep 3, 2013	no	MADISON, WI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 26, 2007	Feb 27, 2013	no	FITCHBURG, WI\|WAVERLY, IA\|MADISON, WI\|MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC INSTITUTIONS, INC.	Jul 28, 2025	Jul 28, 2025	0	Firm change	Ibd to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 16, 2024	May 13, 2024	-3	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Mar 14, 2017	Jul 5, 2017	113	Firm change	Other
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 1, 2015	Apr 15, 2015	-16	Firm change	Other
WADDELL & REED	LPL FINANCIAL LLC	Sep 3, 2013	Sep 23, 2013	20	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	WADDELL & REED	Feb 27, 2013	Feb 27, 2013	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:35371:NJ:2025-07-28	Jul 28, 2025	Jul 28, 2025	WEST ORANGE, NJ	Firm change

Relationships

Registered with (5)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 13, 2024 to Jul 28, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2017 to May 16, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 27, 2013 to Sep 3, 2013factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2007 to Feb 27, 2013factForm ADV

Dated events

Occurred
Jul 28, 2025
Advisor changed firm
Jeffrey Jon Zimmer left Ameriprise Financial Services, Llc for Osaic Institutions, Inc. (registered 2025-07-28)
Form ADVobserved 4 days ago
Occurred
May 16, 2024
Advisor changed firm
Jeffrey Jon Zimmer left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-05-13)
Form ADVobserved 4 days ago