RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J•• Z•••••
- O•••• I••••••••• I••• BD affiliated currentsince Jul 28, 2025 · West Orange, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDMay 13, 2024 to Jul 28, 2025 · West Orange, Nj
- L•• F•••••••• L•• BD affiliatedJul 5, 2017 to May 16, 2024 · Madison, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDApr 15, 2015 to Mar 14, 2017 · Madison, Wi
- L•• F•••••••• L•• BD affiliatedSep 23, 2013 to May 1, 2015 · Madison, Wi
- W•••••• • R••• formerFeb 27, 2013 to Sep 3, 2013 · Madison, Wi
- C••• B•••••••• S•••••••• I••• formerJul 26, 2007 to Feb 27, 2013 · Fitchburg, Wi
- A••••••••• F•••••••• S•••••••• L•• to O•••• I••••••••• I•••left Jul 28, 2025, registered Jul 28, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 16, 2024, registered May 13, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 14, 2017, registered Jul 5, 2017 (113 days) · Other
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 1, 2015, registered Apr 15, 2015 (-16 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Sep 3, 2013, registered Sep 23, 2013 (20 days) · Other
- C••• B•••••••• S•••••••• I••• to W•••••• • R•••left Feb 27, 2013, registered Feb 27, 2013 (0 days) · Other
- J•••••• J•• Z••••• left A••••••••• F•••••••• S•••••••• L•• for O•••• I••••••••• I••• (registered 2025-07-28)Jul 28, 2025 · Advisor changed firm · fact
- J•••••• J•• Z••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-05-13)May 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address