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B•••• R•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

B•••• R•••••• S••••••••

Advisor at S•••••••• W••••• M••••••••• L••

ARNOLD, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• M••••••••• L••	Former SEC adviser	Nov 28, 2022	n/a	yes	ARNOLD, MO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jul 30, 2022	Jan 24, 2023	no	TOPEKA, KS\|Arnold, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	S•••••••• W••••• M••••••••• L••	Jan 24, 2023	Nov 28, 2022	-57	Firm change after gap	Ibd to new firm
K•••• M•••••••••	A• W••••• M••••••••• L••	Aug 1, 2022	Jul 30, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
133025:282580:MO:2022-08-01	Aug 1, 2022	Jul 30, 2022	ARNOLD, MO	Firm change
29604:133025:MO:2017-07-10	Jul 10, 2017	Jul 7, 2017	SUNSET HILLS, MO	Firm change

Relationships

Registered with (5)

→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 28, 2022 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2022 to Jan 24, 2023factForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Jul 7, 2017 to Aug 1, 2022factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Order

Occurred
24 Jan 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 23, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.