DFX Intelligence

K•• A•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

K•• A•••• M••••••

Advisor at M••••••

McMinnville, OR

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Search this name across graphsid dfx:ria:c27650a0-4d6e-67c1-193a-880acc37add4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 16, 2022	n/a	yes	McMinnville, OR	Current employment
C••••••• A••••••• S•••••••• L••	Former SEC adviser	Jul 10, 2018	Jan 28, 2022	no	McMinnville, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A••••••• S•••••••• L••	M••••••	Jan 28, 2022	Mar 16, 2022	47	Firm change	RIA to ibd
C••••• A••••••• L••	C••••••• A••••••• S•••••••• L••	Oct 24, 2018	Jul 10, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
290231:140195:OR:2022-01-28	Jan 28, 2022	Mar 16, 2022	MCMINNVILLE, OR	Firm change
10299:290231:OR:2018-10-24	Oct 24, 2018	Jul 10, 2018	PORTLAND, OR	Firm change after gap

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Mar 16, 2022 to presentfactForm ADV
→ C••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2018 to Jan 28, 2022factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Oct 24, 2018factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
K•• A•••• M•••••• left C••••••• A••••••• S•••••••• L•• for Mariner (registered 2022-03-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c27650a0-4d6e-67c1-193a-880acc37add4
First observed: Feb 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.