DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••••• C•••••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••• C•••••• M••••••••• L•• | Mixed wealth | Apr 21, 2021 | n/a | yes | Crystal Lake, IL|INDIAN HEAD PARK, IL | Current employment |
| L••••• A•••• C••••••••• L•• | Former SEC adviser | Nov 13, 2018 | Sep 24, 2021 | no | Chicago, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• A•••• C••••••••• L•• | T••••••• C•••••• M••••••••• L•• | Sep 24, 2021 | Apr 21, 2021 | -156 | Firm change after gap | Other |
| G••• H••••• F•••••••• | A••••• F••• M••••••••• L•• | May 18, 2018 | Sep 27, 2010 |
| A••••• F••• M••••••••• L•• | Former SEC adviser | Sep 27, 2010 | Jul 22, 2011 | no | GLENVIEW, IL | Previous registration |
| G••• H••••• F•••••••• | Former SEC adviser | Sep 15, 2010 | May 18, 2018 | no | CHICAGO, IL|BARRINGTON, IL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 20, 2006 | Apr 21, 2009 | no | CHICAGO, IL | Previous registration |
| -2,790 |
| Firm change after gap |
| Other |
| A••••• F••• M••••••••• L•• | L••••• A•••• C••••••••• L•• | Jul 22, 2011 | Nov 13, 2018 | 2,671 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | G••• H••••• F•••••••• | Apr 21, 2009 | Sep 15, 2010 | 512 | Firm change after gap | Other |