DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Hines
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Thomas William Hines
At current firm
5 y
since Apr 21, 2021
In the industry
33 y
since Jun 18, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thompson Capital Management, LLC mixed wealth currentsince Apr 21, 2021 · Crystal Lake, Il
- Lowery Asset Consulting, LLC formerNov 13, 2018 to Sep 24, 2021 · Chicago, Il
- Access Fund Management, LLC formerSep 27, 2010 to Jul 22, 2011 · Glenview, Il
- Good Harbor Financial formerSep 15, 2010 to May 18, 2018 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 20, 2006 to Apr 21, 2009 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Lowery Asset Consulting, LLC to Thompson Capital Management, LLCleft Sep 24, 2021, registered Apr 21, 2021 (-156 days) · Other
- Good Harbor Financial to Access Fund Management, LLCleft May 18, 2018, registered Sep 27, 2010 (-2790 days) · Other
- Access Fund Management, LLC to Lowery Asset Consulting, LLCleft Jul 22, 2011, registered Nov 13, 2018 (2671 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Good Harbor Financialleft Apr 21, 2009, registered Sep 15, 2010 (512 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address