A••••• L• R•••

Advisor at V••• F•••••••• A•••••••• I•••

WINDSOR, CT | Virginia Beach, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2969a35-ce7d-a337-0e40-ae69cd7276a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 28, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Mar 24, 2025	n/a	yes	Virginia Beach, VA\|WINDSOR, CT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 30, 2023	Mar 17, 2025	no	NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	V••• F•••••••• A•••••••• I•••	Mar 17, 2025	Mar 24, 2025	7	Firm change	Wirehouse to ibd
W•••••••• F•••••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 19, 2023

Relationships

Registered with (4)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 30, 2023 to Mar 17, 2025factForm ADV
→ W•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 4, 2022 to Aug 19, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 17, 2025
Advisor changed firm
A••••• L• R••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-03-24)
Form ADVobserved 7 days ago
Occurred
Aug 19, 2023
Advisor changed firm
A••••• L• R••• left W•••••••• F•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-30)
Form ADVobserved 7 days ago
Occurred
Sep 19, 2022
Advisor changed firm
A••••• L• R••• left U•• F•••••••• S••••••• I••• for W•••••••• F•••••••• A••••••• (registered 2022-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2969a35-ce7d-a337-0e40-ae69cd7276a7
First observed: Feb 28, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.