DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrea L Rice

Voya Financial Advisors, Inc.BD affiliatedWindsor, Ct dual registrantIAPD 7031023

Feed of 09/15/2026

Also filed as Andrea Loren Reese-Rexroad

At current firm

1 y

since Mar 24, 2025

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Mar 24, 2025 · Virginia Beach, Va
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 30, 2023 to Mar 17, 2025 · Norfolk, Va
Wealthway Financial Advisors independent RIA
Aug 4, 2022 to Aug 19, 2023 · Norfolk, Va
UBS Financial Services Inc. wirehouse
Feb 28, 2019 to Sep 19, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Voya Financial Advisors, Inc.
left Mar 17, 2025, registered Mar 24, 2025 (7 days) · Wirehouse to affiliated broker-dealer or bank
Wealthway Financial Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 19, 2023, registered Aug 30, 2023 (11 days) · RIA to wirehouse
UBS Financial Services Inc. to Wealthway Financial Advisors
left Sep 19, 2022, registered Aug 4, 2022 (-46 days) · Wirehouse to independent RIA

Signals

Andrea L Rice left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Voya Financial Advisors, Inc. (registered 2025-03-24)
Mar 17, 2025 · Advisor changed firm · fact
Andrea L Rice left Wealthway Financial Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-30)
Aug 19, 2023 · Advisor changed firm · fact
Andrea L Rice left Ubs Financial Services Inc. for Wealthway Financial Advisors (registered 2022-08-04)
Sep 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address