DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
FORT LAUDERDALE, FL | STUART, FL | LAUDERHILL, FL | BOCA RATON, FL | WILTON MANORS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 23, 2024 | n/a | yes | LAUDERHILL, FL|FORT LAUDERDALE, FL|STUART, FL|BOCA RATON, FL|FORT LAUDERDALE, FL|FORT LAUDERDALE, FL|FORT LAUDERDALE, FL|WILTON MANORS, FL | Current employment |
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Jun 30, 2023 | Aug 30, 2024 | no | Oakland Park, FL|Sarasota, FL|Fort Lauderdale, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 31, 2016 | Jul 3, 2023 | no | DEERFIELD BEACH, FL|LIGHTHOUSE POINT, FL|POMPANO BEACH, FL|MARGATE, FL|POMPANO BEACH, FL|LIGHTHOUSE POINT, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 24, 2015 | Apr 6, 2016 | no | PLANTATION, FL | Previous registration |
| EDWARD JONES | National bd RIA | May 22, 2013 | Feb 10, 2014 | no | Maryland Heights, MO|Maryland Heights, MO|Orlando, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | WELLS FARGO ADVISORS | Aug 30, 2024 | Aug 23, 2024 | -7 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TD PRIVATE CLIENT WEALTH LLC | Jul 3, 2023 | Jun 30, 2023 | -3 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 6, 2016 | Mar 31, 2016 | -6 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | J.P. MORGAN SECURITIES LLC | Feb 10, 2014 | Apr 24, 2015 | 438 | Firm change after gap | Ibd to wirehouse |