DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• T•••••

W•••• F•••• A•••••••wirehouseFort Lauderdale, Fl dual registrantIAPD 6151941

Feed of 09/15/2026

Also filed as Ernest Junior T•••••

At current firm

2 y

since Aug 23, 2024

In the industry

13 y

since May 20, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 23, 2024 · Lauderhill, Fl
T• P•••••• C••••• W••••• L•• BD affiliated
Jun 30, 2023 to Aug 30, 2024 · Oakland Park, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 31, 2016 to Jul 3, 2023 · Deerfield Beach, Fl
J••• M••••• S••••••••• L•• wirehouse
Apr 24, 2015 to Apr 6, 2016 · Plantation, Fl
E••••• J•••• national BD
May 22, 2013 to Feb 10, 2014 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

T• P•••••• C••••• W••••• L•• to W•••• F•••• A•••••••
left Aug 30, 2024, registered Aug 23, 2024 (-7 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• P•••••• C••••• W••••• L••
left Jul 3, 2023, registered Jun 30, 2023 (-3 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 6, 2016, registered Mar 31, 2016 (-6 days) · Wirehouse to wirehouse
E••••• J•••• to J••• M••••• S••••••••• L••
left Feb 10, 2014, registered Apr 24, 2015 (438 days) · Affiliated broker-dealer or bank to wirehouse

Signals

E•••• T••••• left T• P•••••• C••••• W••••• L•• for W•••• F•••• A••••••• (registered 2024-08-23)
Aug 30, 2024 · Advisor changed firm · fact
E•••• T••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• P•••••• C••••• W••••• L•• (registered 2023-06-30)
Jul 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address