DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tracey Collins Higginbotham
Feed of 09/15/2026
Also filed as Tracey C Hicks
At current firm
16 y
since Jan 4, 2010
In the industry
29 y
since Oct 1, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Latitude Advisors, LLC independent RIA currentsince Jan 4, 2010 · Cocoa, Fl
- Medallion Advisory Services, LLC unclassifiedAug 10, 2006 to Dec 15, 2009 · Cocoa, Fl
- Cetera Investment Advisers LLC BD affiliatedJul 8, 2004 to Aug 26, 2006 · Cocoa, Fl
- Genworth Financial Planning Corporation unclassifiedMar 13, 2000 to Oct 29, 2004 · Cocoa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Medallion Advisory Services, LLC to Latitude Advisors, LLCleft Dec 15, 2009, registered Jan 4, 2010 (20 days) · Other
- Cetera Investment Advisers LLC to Medallion Advisory Services, LLCleft Aug 26, 2006, registered Aug 10, 2006 (-16 days) · Other
- Genworth Financial Planning Corporation to Cetera Investment Advisers LLCleft Oct 29, 2004, registered Jul 8, 2004 (-113 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address