DFX Intelligence

S••• V•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst10 years in industry

S••• V•••••• J••••

Advisor at J•• F••••• O•••••

DENVER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• F••••• O•••••	Independent wealth	Jan 18, 2023	n/a	yes	DENVER, CO	Current employment
J•• W••••• M••••••••• L••	Former SEC adviser	Jan 18, 2023	Jan 19, 2026	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• W••••• M••••••••• L••	J•• F••••• O•••••	Jan 19, 2026	Jan 18, 2023	-1,097	Firm change after gap	RIA to RIA
A•••••• P••••••• W••••• M•••••••••	J•• W••••• M••••••••• L••	Nov 9, 2023	Jan 18, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
285023:125101:CO:2026-01-19	Jan 19, 2026	Jan 18, 2023	DENVER, CO	Firm change after gap

Relationships

Registered with (4)

→ J•• F••••• O•••••Registered adviserregistration: current employment
Jan 18, 2023 to presentfactForm ADV
→ J•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 18, 2023 to Jan 19, 2026factForm ADV
→ A•••••• P••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 19, 2021 to Nov 9, 2023factForm ADV
→ P••••••••• P•••••••• L••

Dated events

Occurred
Jan 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 21, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.