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Reading the graph
Advisor at WELLS FARGO ADVISORS
BOZEMAN, MT | 1001 GRANADA FLORA COURT, MD | HANOVER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 30, 2023 | n/a | yes | HANOVER, PA|BOZEMAN, MT|1001 GRANADA FLORA COURT, MD | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Feb 7, 2019 | Oct 30, 2023 | no | Armonk, NY|Hanover, PA | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Feb 7, 2019 | Oct 30, 2023 | no | Armonk, NY|HANOVER, PA|Mt Kisco, NY|HANOVER, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 6, 2019 | no | New York, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Mar 29, 2006 | Jun 1, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | LINCOLN INVESTMENT | Oct 30, 2023 | Feb 7, 2019 | -1,726 | Firm change after gap | Ibd to ibd |
| LINCOLN INVESTMENT | WELLS FARGO ADVISORS | Oct 30, 2023 | Oct 30, 2023 | 0 | Firm change | RIA to wirehouse |
| MORGAN STANLEY | CAPITAL ANALYSTS | Feb 6, 2019 | Feb 7, 2019 | 1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |