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RIA / WealthAdvisor20 years in industry

DUSTIN ANTHONY BROWN

Advisor at OXFORD FINANCIAL GROUP, LTD

CARMEL, IN

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Search this name across graphsid dfx:ria:c2c3c9da-b09d-f67d-e14d-bf4655a672c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OXFORD FINANCIAL GROUP, LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 5, 2020
First registration: Apr 13, 2006
Dual registered: no
Other names: DUSTIN A BROWN|Dustin Brown
IAPD individual key: 5058494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Dec 3, 2020	n/a	yes	CARMEL, IN	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 25, 2020	Nov 3, 2020	no	CARMEL, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2007	Jul 8, 2009	no	INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 13, 2006	Aug 13, 2007	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	OXFORD FINANCIAL GROUP, LTD	Nov 3, 2020	Dec 3, 2020	30	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	EQUITABLE ADVISORS, LLC	Jul 8, 2009	Sep 25, 2020	4,097	Firm change after gap	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Aug 13, 2007	Oct 31, 2007	79	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: current employment
Dec 3, 2020 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 25, 2020 to Nov 3, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2007 to Jul 8, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 13, 2006 to Aug 13, 2007factForm ADV

Dated events

No dated event names this entity yet.