DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dustin Anthony Brown
Feed of 09/14/2026
Also filed as Dustin A Brown
At current firm
5 y
since Dec 3, 2020
In the industry
20 y
since Apr 13, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oxford Financial Group, Ltd independent RIA currentsince Dec 3, 2020 · Carmel, In
- Equitable Advisors, LLC national BDSep 25, 2020 to Nov 3, 2020 · Carmel, In
- Wells Fargo Advisors wirehouseOct 31, 2007 to Jul 8, 2009 · Indianapolis, In
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 13, 2006 to Aug 13, 2007 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Oxford Financial Group, Ltdleft Nov 3, 2020, registered Dec 3, 2020 (30 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Equitable Advisors, LLCleft Jul 8, 2009, registered Sep 25, 2020 (4097 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Aug 13, 2007, registered Oct 31, 2007 (79 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address