DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• P•••••••
Legal name C••••• P•••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Jan 22, 2023 · 11 filings
SEC status approved since Feb 21, 2023
RAUM
$869M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$869M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$290M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$869M as of Jul 30, 2026
Mar 31, 2024$597M then
HNW client RAUM$869M as of Jul 30, 2026
Mar 31, 2024$597M then
State-registered IARs (5.B.3)3 as of Jul 30, 2026
Mar 31, 20241 then
Employees (5.A)7 as of Jul 30, 2026
Mar 31, 20247 then
Private funds: no history
RAUM +8.7% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $290MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $109MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$869M100%
- Individual clients
- n/areported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 412reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• E••••• S•••••••••Chartered Financial Analyst | Cincinnati, Oh | Jun 21, 2023 | 37 y | 2 |
| A••• R••• U••••••Chartered Financial Analyst | Cincinnati, Oh | Jul 18, 2024 | 21 y | 0 |
| C••••••••• L•• B•••••Chartered Financial Analyst | Cincinnati, Oh | Jul 19, 2024 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• E••••• S••••••••• from U••• B•••••• I••••••••• I•••Jun 21, 2023 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• C••••••••• L•• · Owner & Partnercontrolsince 08/2023 · owns 25% to 50%
- H••••• P••••••• D••••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- M••••• S••••• J••••• · Owner & Partnercontrolsince 06/2023 · owns 10% to 25%
- S••••••••• C••••••• E••••• · Owner & Managing Partnercontrolsince 01/2023 · owns 25% to 50%
- S••••• J•••••• J•• · Owner & Partnersince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Jul 30, 2026RAUM per registered advisor of $289,671,697 against a peer median of $106,309,121 (1261 comparable advisers, 99.0th percentile, 3.2 robust deviations)peers: independent wealth managers, $500M to $1B (1,261) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 375 to 412Jul 10, 2025 to Mar 19, 2026
- HNW clients · 9 to 8Jul 10, 2025 to Mar 19, 2026
- Assets in custody · $110M to $119MJul 10, 2025 to Mar 19, 2026
- Employees · 8 to 7Jul 10, 2025 to Mar 19, 2026
- Discretionary RAUM · $767M to $836MJul 10, 2025 to Mar 19, 2026
- HNW RAUM · $799M to $869MJul 10, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $32.3M to $32.7MJul 10, 2025 to Mar 19, 2026
- RAUM · $799M to $869MJul 10, 2025 to Mar 19, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jul 10, 2025
- Accounts · 297 to 375Jul 18, 2024 to Mar 31, 2025
- Advisory activities · 4 to 3Jul 18, 2024 to Mar 31, 2025
- HNW clients · 8 to 9Jul 18, 2024 to Mar 31, 2025
- Assets in custody · $191M to $110MJul 18, 2024 to Mar 31, 2025
- Custody of client assets · true to falseJul 18, 2024 to Mar 31, 2025
- Employees · 7 to 8Jul 18, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 3Jul 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $573M to $767MJul 18, 2024 to Mar 31, 2025
- HNW RAUM · $597M to $799MJul 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $23.4M to $32.3MJul 18, 2024 to Mar 31, 2025
- RAUM · $597M to $799MJul 18, 2024 to Mar 31, 2025
- Accounts · 4 to 297Feb 20, 2024 to Mar 31, 2024
- Advisory employees · 1 to 3Feb 20, 2024 to Mar 31, 2024
- HNW clients · unset to 8.0Feb 20, 2024 to Mar 31, 2024
- Assets in custody · unset to 190759875.0Feb 20, 2024 to Mar 31, 2024
- Custody of client assets · false to trueFeb 20, 2024 to Mar 31, 2024
- Employees · 4 to 7Feb 20, 2024 to Mar 31, 2024
- Discretionary RAUM · $77.1M to $573MFeb 20, 2024 to Mar 31, 2024
- HNW RAUM · $105M to $597MFeb 20, 2024 to Mar 31, 2024
- Non-discretionary RAUM · $27.7M to $23.4MFeb 20, 2024 to Mar 31, 2024
- RAUM · $105M to $597MFeb 20, 2024 to Mar 31, 2024
- HQ city · TERRACE PARK to CINCINNATIDec 26, 2023 to Feb 20, 2024
- Accounts · 0 to 4Jan 22, 2023 to Jun 21, 2023
- Employees · 1 to 4Jan 22, 2023 to Jun 21, 2023
- Financial planning clients · 0 to 1-10Jan 22, 2023 to Jun 21, 2023
- State-registered IARs · 0 to 1Jan 22, 2023 to Jun 21, 2023
- Discretionary RAUM · $0 to $77.1MJan 22, 2023 to Jun 21, 2023
- HNW RAUM · $0 to $105MJan 22, 2023 to Jun 21, 2023
- Non-discretionary RAUM · $0 to $27.7MJan 22, 2023 to Jun 21, 2023
- RAUM · $0 to $105MJan 22, 2023 to Jun 21, 2023
Signals
8 dated events
- C••••• P••••••• reported RAUM $799.2M, up 34% from $596.8M (2024-07-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Ann Leslie Green (Chief Compliance Officer) no longer on Schedule A of C••••• P••••••• (listed 2024-03-31, absent 2024-07-18)Jul 18, 2024 · Control person left · inference
- D••••• P•••••• H•••• (Chief Compliance Officer) appeared on Schedule A of C••••• P•••••••Jul 18, 2024 · Control person joined · fact
- C••••• P••••••• reported RAUM $596.8M, up 469% from $104.8M (2024-02-20 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- Edward Charles Stutenroth (Owner & Managing Partner) appeared on Schedule A of C••••• P•••••••Dec 26, 2023 · Control person joined · fact
- J••••• S•••• M•••• (Owner & Partner) appeared on Schedule A of C••••• P•••••••Dec 26, 2023 · Control person joined · fact
- Lee Christopher Baucom (Owner & Partner) appeared on Schedule A of C••••• P•••••••Dec 26, 2023 · Control person joined · fact
- C••••• P••••••• filed its initial SEC registration (Form ADV)Jan 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• P••••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@c•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- pvtcap@c•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 513-587-8791reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 513-766-3770reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/canopyfamilyoffice/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- canopyfamilyoffice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 513-766-3770reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- canopyfamilyoffice.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $290Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026