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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JENNIFER LEE

Advisor at WELLS FARGO ADVISORS

EL SEGUNDO, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c2cc0051-10d1-53f4-62e3-bfe45ec16c41

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2010
First registration: Dec 6, 2010
Dual registered: yes, broker-dealer
Other names: JENNIFER KYONG-UN LEE|JENNIFER UN LEE|Jennifer Lee
IAPD individual key: 5825191

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 7, 2025	n/a	yes	LOS ANGELES, CA\|EL SEGUNDO, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 27, 2023	Jan 8, 2025	no	NEW YORK, NY\|Los Angeles, CA\|San Antonio, TX\|Newbury Park, CA\|Los Angeles, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 14, 2018	Jun 21, 2023	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.	n/a	Oct 5, 2015	Oct 30, 2018	no	Los Angeles, CA\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2012	Oct 1, 2015	no	LOS ANGELES, CA\|NEW YORK, NY\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 23, 2011	Feb 22, 2012	no	LOS ANGELES, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 6, 2010	Jun 2, 2011	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Jan 8, 2025	Jan 7, 2025	-1	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 21, 2023	Jun 27, 2023	6	Firm change	Wirehouse to ibd
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.	J.P. MORGAN SECURITIES LLC	Oct 30, 2018	Nov 14, 2018	15	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MIRAE ASSET WEALTH MANAGEMENT (USA) INC.	Oct 1, 2015	Oct 5, 2015	4	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 22, 2012	Mar 8, 2012	15	Firm change	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 2, 2011	Nov 23, 2011	174	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:19616:CA:2025-01-08	Jan 8, 2025	Jan 7, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 27, 2023 to Jan 8, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 14, 2018 to Jun 21, 2023factForm ADV
→ MIRAE ASSET WEALTH MANAGEMENT (USA) INC.Registered adviserregistration: previous registration
Oct 5, 2015 to Oct 30, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2012 to Oct 1, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 23, 2011 to Feb 22, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 6, 2010 to Jun 2, 2011factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
Jennifer Lee left Citigroup Global Markets Inc. for Wells Fargo Advisors (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Jun 21, 2023
Advisor changed firm
Jennifer Lee left J.P. Morgan Securities Llc for Citigroup Global Markets Inc. (registered 2023-06-27)
Form ADVobserved 6 days ago