DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• L••

W•••• F•••• A•••••••wirehouseEl Segundo, Ca dual registrantIAPD 5825191

Feed of 09/15/2026

Also filed as J••••••• Kyong-Un Lee

At current firm

1 y

since Jan 7, 2025

In the industry

15 y

since Dec 5, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 7, 2025 · Los Angeles, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 27, 2023 to Jan 8, 2025 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Nov 14, 2018 to Jun 21, 2023 · Los Angeles, Ca
M•••• A•••• W••••• M••••••••• •••• I••• unclassified
Oct 5, 2015 to Oct 30, 2018 · Los Angeles, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 8, 2012 to Oct 1, 2015 · Los Angeles, Ca
C•••• I••••••••• S••••••• C•••• former
Nov 23, 2011 to Feb 22, 2012 · Los Angeles, Ca
E•••••••• A•••••••• L•• national BD
Dec 6, 2010 to Jun 2, 2011 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Jan 8, 2025, registered Jan 7, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 21, 2023, registered Jun 27, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
M•••• A•••• W••••• M••••••••• •••• I••• to J••• M••••• S••••••••• L••
left Oct 30, 2018, registered Nov 14, 2018 (15 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••• A•••• W••••• M••••••••• •••• I•••
left Oct 1, 2015, registered Oct 5, 2015 (4 days) · Other
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 22, 2012, registered Mar 8, 2012 (15 days) · Other
E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Jun 2, 2011, registered Nov 23, 2011 (174 days) · Other

Signals

J••••••• L•• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2025-01-07)
Jan 8, 2025 · Advisor changed firm · fact
J••••••• L•• left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2023-06-27)
Jun 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address