This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CORE PLANNING

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

8

Designations

Certified Financial Planner

First registration

Mar 14, 2019

Dual registered

no

Other names

Roger Tran

IAPD individual key

6863686

• Occurred

  Apr 1, 2026
  Advisor departed, no destination yet

  Roger George Tran no longer registered at Boldin Advisors; no later IA registration on IAPD

  Form ADVobserved 3 days ago
• Occurred

  Dec 20, 2023
  Advisor changed firm

  Roger George Tran left Facet for Core Planning (registered 2024-12-02)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c2ccc0e7-dbdd-e2f7-0c6a-03bf33a18f0e

First observed

Mar 14, 2019

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.