DFX Intelligence
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Reading the graph
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Advisor at E•••••••• M••• A•••• M••••••••• L••
DANVILLE, CA | Sanford, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• M••• A•••• M••••••••• L•• | Independent wealth | Apr 1, 2025 | n/a | yes | DANVILLE, CA|Sanford, FL | Current employment |
| E••••• J•••• | National bd RIA | Nov 16, 2021 | Apr 20, 2022 | no | SANFORD, FL|ST LOUIS, MO|Sanford, FL|Orlando, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | E•••••••• M••• A•••• M••••••••• L•• | Apr 20, 2022 | Apr 1, 2025 | 1,077 | Firm change after gap | Ibd to RIA |
| A• W••••• M••••••••• L•• | E••••• J•••• | Nov 11, 2021 | Nov 16, 2021 |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Jan 26, 2021 | Nov 11, 2021 | no | LAKE MARY, FL | Previous registration |
| S•••••• P•••••••• L•• | Independent wealth | Jan 22, 2021 | Jan 25, 2021 | no | OMAHA, NE|LAKE MARY, FL | Previous registration |
| 5 |
| Firm change |
| Ibd to ibd |
| S•••••• P•••••••• L•• | A• W••••• M••••••••• L•• | Jan 25, 2021 | Jan 26, 2021 | 1 | Firm change | RIA to RIA |