DFX Intelligence

K•••• A•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

K•••• A•• S•••••

Advisor at S••••• H••••• F•••••••• A•••••••

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2d8c6dd-ab76-08cb-d844-40091390b661

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• H••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• H••••• F•••••••• A•••••••	State registered	Jan 29, 2026	n/a	yes	TAMPA, FL	Current employment
S••••• H••••• F•••••••• A•••••••	State registered	Jun 21, 2017	Dec 31, 2025	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••• H••••• F•••••••• A•••••••	Jun 17, 2015	Jun 21, 2017	735	Firm change after gap	Wirehouse to state RIA
A••••••••• F•••••••• S•••••••• L••	M••••• S••••••	Feb 25, 2010	Feb 26, 2010

Relationships

Registered with (3)

→ S••••• H••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 21, 2017 to Dec 31, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 26, 2010 to Jun 17, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2008 to Feb 25, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2d8c6dd-ab76-08cb-d844-40091390b661
First observed: Apr 8, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.