RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•• S•••••
- S••••• H••••• F•••••••• A••••••• state registered currentsince Jan 29, 2026 · Tampa, Fl
- S••••• H••••• F•••••••• A••••••• state registeredJun 21, 2017 to Dec 31, 2017 · Tampa, Fl
- S••••• H••••• F•••••••• A••••••• state registeredJun 21, 2017 to Dec 31, 2025 · Tampa, Fl
- M••••• S•••••• wirehouseFeb 26, 2010 to Jun 17, 2015 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDApr 8, 2008 to Feb 25, 2010 · Tampa, Fl
- M••••• S•••••• to S••••• H••••• F•••••••• A•••••••left Jun 17, 2015, registered Jun 21, 2017 (735 days) · Wirehouse to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Feb 25, 2010, registered Feb 26, 2010 (1 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address