DFX Intelligence

C••••••••• J• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C••••••••• J• N••••••••

Advisor at T•• M••••• G••••• L••

Nashville, TN | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• M••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• M••••• G••••• L••	Independent wealth	Sep 22, 2023	n/a	yes	Nashville, TN\|CHICAGO, IL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Sep 4, 2014	Feb 20, 2018	no	NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	T•• M••••• G••••• L••	Feb 20, 2018	Sep 22, 2023	2,040	Firm change after gap	Other
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	Oct 30, 2015	Sep 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:125112:KY:2015-10-30	Oct 30, 2015	Sep 4, 2014	LOUISVILLE, KY	Firm change after gap

Relationships

Registered with (5)

→ T•• M••••• G••••• L••Registered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 4, 2014 to Feb 20, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 7, 2012 to Oct 30, 2015factForm ADV
→ S••••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 15, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.