RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J• N••••••••
- T•• M••••• G••••• L•• i••••••••• wealth currentsince Sep 22, 2023 · Nashville, Tn
- I••••••••• F•••••••• P••••••• BD affiliatedSep 4, 2014 to Feb 20, 2018 · Nashville, Tn
- L•• F•••••••• L•• BD affiliatedDec 7, 2012 to Oct 30, 2015 · Nashville, Tn
- S••••••••• W••••• M••••••••• L•• formerFeb 2, 2012 to Dec 17, 2012 · Brentwood, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2008 to Jan 3, 2012 · Nashville, Tn
- I••••••••• F•••••••• P••••••• to T•• M••••• G••••• L••left Feb 20, 2018, registered Sep 22, 2023 (2040 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Oct 30, 2015, registered Sep 4, 2014 (-421 days) · Other · moved with a team
- S••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••left Dec 17, 2012, registered Dec 7, 2012 (-10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• W••••• M••••••••• L••left Jan 3, 2012, registered Feb 2, 2012 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address