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CRD 161589
SINGAPORE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUANG, PEIQING | HEAD OF FINANCE | Na | yes | 06/2024 | Jun 26, 2024 | Oct 7, 2024 |
| NG, SUAT LAY | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2019 | Nov 22, 2019 | Oct 7, 2024 |
| NIKKO ASSET MANAGEMENT CO., LTD. | Shareholder | E | yes | 04/1990 | Feb 22, 2012 | Oct 7, 2024 |
| NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITED | Shareholder | E | yes | 09/2011 | Jun 21, 2013 | Oct 7, 2024 |
| PAE, JASON, JIN | CHIEF OPERATING OFFICER | Na | yes | 09/2022 | Nov 24, 2022 | Oct 7, 2024 |
| SEET, ELEANOR, OON HUI | PRESIDENT & DIRECTOR | Na | yes | 10/2011 | Feb 22, 2012 | Oct 7, 2024 |
| SUMITOMO MITSUI TRUST GROUP, INC. | Shareholder | E | yes | 04/2011 | Oct 7, 2024 | Oct 7, 2024 |
| WANG, DON, MING HUA | CHIEF LEGAL OFFICER | Na | yes | 12/2011 | Feb 22, 2012 | Oct 7, 2024 |
| YOH, HIROSHI | DIRECTOR, CHIEF INVESTMENT OFFICER, GLOBAL HEAD OF INVESTMENTS | Na | yes | 09/2023 | May 7, 2024 | Oct 7, 2024 |
| NISHIDA, YUTAKA | Director | Na | no | 09/2023 | May 7, 2024 | Oct 7, 2024 |
| Yan, Allen | Director | Na | no | 09/2023 | May 7, 2024 | Oct 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NIKKO ASSET MANAGEMENT CO LTD | n/a | Asset manager | $247B | Y | yes | n/a |
| NIKKO ASSET MANAGEMENT EUROPE LTD | n/a | Asset manager | $19B | N | yes | n/a |
| NIKKO ASSET MANAGEMENT AMERICAS, INC. | n/a | Asset manager | $7.8B | N | yes | n/a |
| NIKKO ASSET MANAGEMENT HONG KONG LIMITED | n/a | Former SEC adviser | $35.5M | N | yes | n/a |
| CUSTODY BANK OF JAPAN, LTD | n/a | n/a | n/a | N | yes | n/a |
| NIKKO AM GLOBAL CAYMAN LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NIKKO ASSET MANAGEMENT LUXEMBOURG S.A. | n/a | n/a | n/a | N | yes | n/a |
| NIKKO ASSET MANAGEMENT NEW ZEALAND LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NIPPON INSTITUTIONAL SECURITIES CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| RONGTONG FUND MANAGEMENT CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| RONGTONG GLOBAL INVESTMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| SBI SUMISHIN NET BANK, LTD. | n/a | n/a | n/a | N | yes | n/a |
| SHEN ZHEN RONGTONG CAPITAL MANAGEMENT CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI TRUST ASSET MANAGEMENT CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI TRUST BANK (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI TRUST BANK, LIMITED | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Apr 9, 2025 | $10B | $10B | 164 | 80 | 0 | n/a | n/a |
| 2023 | Jun 26, 2023 | $9.3B | $9.3B | 158 | 51 | 0 | n/a | n/a |
| 2022 | Jun 27, 2022 | $10B | $10B | 149 | 48 | 0 | n/a | n/a |
| 2021 | Jun 25, 2021 | $9.9B | $9.9B | 137 | 46 | 0 | n/a | n/a |
| 2020 | Jun 25, 2020 | $8.4B | $8.4B | 133 | 45 | 0 | n/a | n/a |
| 2019 | Jun 27, 2019 | $6.9B | $6.9B | 129 | 46 | 0 | n/a | n/a |
| 2018 | Jun 28, 2018 | $7.5B | $7.5B | 124 | 42 | 0 | n/a | n/a |
| 2017 | Jun 29, 2017 | $6.0B | $6.0B | 129 | 40 | n/a | n/a | n/a |
| 2016 | Jun 27, 2016 | $5.6B | $5.6B | 134 | 36 | n/a | n/a | n/a |
| 2015 | Jul 1, 2015 | $6.2B | $6.2B | 118 | 31 | n/a | n/a | n/a |
| 2014 | Jun 26, 2014 | $4.6B | $4.6B | 110 | 28 | n/a | n/a | n/a |
| 2013 | Jun 21, 2013 | $5.1B | $5.1B | 93 | 27 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $14B | $9.3B | 53.7% | $9.9B | 13.0% | 137 | 158 | 0 | 0 |