DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Amova Asset Management Asia Limited
Latest filing Jun 25, 2026
First filing on the tape Feb 22, 2012 · 46 filings
SEC status approved since Apr 2, 2012
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
137
65 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$14B as of Jun 25, 2026
Jun 21, 2013$5.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Jun 21, 201346 then
Employees (5.A)137 as of Jun 25, 2026
Jun 21, 201393 then
Private funds: no history
RAUM +54% over the last fiscal year+13% a year over threeIARs 77 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B77%
- State and municipal entities$1.7B12%
- Insurance companies$670M4.7%
- Corporations and businesses$642M4.5%
- Charitable organizations$168M1.2%
- Investment companies$15.4M0.1%
- Pension and profit-sharing plans$993,1740.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 87reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.18 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peiqing Huang · Head Of Financecontrolsince 06/2024 · owns less than 5%
- Suat Lay Ng · Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- Jin Jason Pae · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- Oon Hui Eleanor Seet · President & Directorcontrolsince 10/2011 · owns less than 5%
- Ming Hua Don Wang · Chief Legal Officercontrolsince 12/2011 · owns less than 5%
- Hiroshi Yoh · Director, Chief Investment Officer, Global Head Of Investmentscontrolsince 09/2023 · owns less than 5%
- Yutaka Nishida · Directorsince 09/2023 · owns less than 5%
- Allen Yan · Directorsince 09/2023 · owns less than 5%
Entity owners
- Nikko Asset Management International Limited · Shareholderdirect · owns 75% or more
- Nikko Asset Management Co., Ltd. · Shareholderindirect · owns 75% or more of Nikko Asset Management International Limited
- Sumitomo Mitsui Trust Group, Inc. · Shareholderindirect · owns 75% or more of Nikko Asset Management Co., Ltd.
Related persons
Schedule D 7.A
- Custody Bank Of Japan, Ltdn
- Nikko Am Global Cayman Limitedinvestment adviserpooled vehicle sponsorn
- Amova Asset Management Americas, Inc.investment adviserbanknRAUM $7.8B
- Amova Asset Management Co.,Ltd.investment adviserbankyRAUM $247B
- Amova Asset Management Uk Limitedinvestment advisernRAUM $19B
- Nikko Asset Management Hong Kong Limitedinvestment advisernRAUM $35.5M
- Nikko Asset Management Luxembourg S.A.pooled vehicle sponsorn
- Nikko Asset Management New Zealand Limitedinvestment advisern
- Nippon Institutional Securities Co., Ltd.broker-dealern
- Rongtong Fund Management Co., Ltd.investment advisern
- Rongtong Global Investment Limitedinvestment advisern
- Sbi Sumishin Net Bank, Ltd.n
- Shen Zhen Rongtong Capital Management Co., Ltd.investment advisern
- Sumitomo Mitsui Trust Asset Management Co., Ltd.investment adviserbankn
- Sumitomo Mitsui Trust Bank (Luxembourg) S.A.n
- Sumitomo Mitsui Trust Bank (U.S.A.) Limitedinvestment advisern
- Sumitomo Mitsui Trust Bank, Limitedinvestment adviserinvestment companypooled vehicle sponsorLP sponsorn
Advisers that list Amova Asset Management Asia Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Apr 9, 2025advisory representatives (Item 5.B.3) moved from 77.0 to 0.0 (-100.0%) between the annual amendments of 2023-06-26 and 2025-04-09; the peer median change was 0.0% (33 comparable advisers, 0.0th percentile of changes)peers: asset managers, $5B to $20B (33) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 93 to 87May 6, 2026 to Jun 25, 2026
- Advisory employees · 76 to 65May 6, 2026 to Jun 25, 2026
- Pooled vehicle clients · 75 to 68May 6, 2026 to Jun 25, 2026
- Employees · 160 to 137May 6, 2026 to Jun 25, 2026
- Discretionary RAUM · $11B to $14BMay 6, 2026 to Jun 25, 2026
- Pension RAUM · $2.6M to $993,174May 6, 2026 to Jun 25, 2026
- Pooled vehicle RAUM · $8.1B to $11BMay 6, 2026 to Jun 25, 2026
- RAUM · $11B to $14BMay 6, 2026 to Jun 25, 2026
- Business name · NIKKO ASSET MANAGEMENT ASIA LIMITED to AMOVA ASSET MANAGEMENT ASIA LIMITEDJun 27, 2025 to Sep 9, 2025
- Legal name · NIKKO ASSET MANAGEMENT ASIA LIMITED to AMOVA ASSET MANAGEMENT ASIA LIMITEDJun 27, 2025 to Sep 9, 2025
- Accounts · 91 to 93Apr 9, 2025 to Jun 27, 2025
- Advisory employees · 80 to 76Apr 9, 2025 to Jun 27, 2025
- Pooled vehicle clients · 74 to 75Apr 9, 2025 to Jun 27, 2025
- Employees · 164 to 160Apr 9, 2025 to Jun 27, 2025
- Financial planning clients · unset to Apr 9, 2025 to Jun 27, 2025
- Discretionary RAUM · $10B to $11BApr 9, 2025 to Jun 27, 2025
- Pension RAUM · $2.8M to $2.6MApr 9, 2025 to Jun 27, 2025
- Pooled vehicle RAUM · $8.1B to $8.1BApr 9, 2025 to Jun 27, 2025
- RAUM · $10B to $11BApr 9, 2025 to Jun 27, 2025
- HQ state · unset to Oct 7, 2024 to Apr 9, 2025
- Accounts · 98 to 91May 7, 2024 to Jun 26, 2024
- Advisory employees · 51 to 80May 7, 2024 to Jun 26, 2024
- Pooled vehicle clients · 79 to 74May 7, 2024 to Jun 26, 2024
- Employees · 158 to 164May 7, 2024 to Jun 26, 2024
- State-registered IARs · 77 to 0May 7, 2024 to Jun 26, 2024
- Discretionary RAUM · $11B to $10BMay 7, 2024 to Jun 26, 2024
- Pension RAUM · $3.9M to $2.8MMay 7, 2024 to Jun 26, 2024
- Pooled vehicle RAUM · $8.3B to $8.1BMay 7, 2024 to Jun 26, 2024
- RAUM · $11B to $10BMay 7, 2024 to Jun 26, 2024
- Accounts · 91 to 98Aug 24, 2023 to Oct 30, 2023
- Pooled vehicle clients · 74 to 79Aug 24, 2023 to Oct 30, 2023
- Discretionary RAUM · $9.3B to $11BAug 24, 2023 to Oct 30, 2023
- Pooled vehicle RAUM · $7.9B to $8.3BAug 24, 2023 to Oct 30, 2023
- RAUM · $9.3B to $11BAug 24, 2023 to Oct 30, 2023
- Accounts · 99 to 91Apr 3, 2023 to Jun 26, 2023
- Advisory employees · 48 to 51Apr 3, 2023 to Jun 26, 2023
- Advisory activities · 2 to 3Apr 3, 2023 to Jun 26, 2023
- Corporate clients · 8 to 6Apr 3, 2023 to Jun 26, 2023
- Pooled vehicle clients · 83 to 74Apr 3, 2023 to Jun 26, 2023
- Employees · 149 to 158Apr 3, 2023 to Jun 26, 2023
Signals
13 dated events
- Amova Asset Management Asia Limited reported RAUM $14.2B, up 32% from $10.8B (2026-05-06 to 2026-06-25)Jun 25, 2026 · RAUM change · derived
- Amova Asset Management Asia Limited reported 0 state-registered advisory representatives, down from 77 (2024-05-07 to 2024-06-26)Jun 26, 2024 · Advisor headcount change · derived
- Wen Hui He (Head Of Finance) no longer on Schedule A of Amova Asset Management Asia Limited (listed 2024-05-07, absent 2024-06-26)Jun 26, 2024 · Control person left · inference
- Peiqing Huang (Head Of Finance) appeared on Schedule A of Amova Asset Management Asia LimitedJun 26, 2024 · Control person joined · fact
- Hiroshi Yoh (Director, Chief Investment Officer, Global Head Of Investments) appeared on Schedule A of Amova Asset Management Asia LimitedMay 7, 2024 · Control person joined · fact
- Jin Jason Pae (Chief Operating Officer) appeared on Schedule A of Amova Asset Management Asia LimitedNov 24, 2022 · Control person joined · fact
- Joo Kiang Kenneth Lim (Chief Operating Officer) no longer on Schedule A of Amova Asset Management Asia Limited (listed 2022-07-12, absent 2022-11-24)Nov 24, 2022 · Control person left · inference
- Joo Kiang Kenneth Lim (Chief Operating Officer) appeared on Schedule A of Amova Asset Management Asia LimitedAug 6, 2020 · Control person joined · fact
- Wen Hui He (Head Of Finance) appeared on Schedule A of Amova Asset Management Asia LimitedAug 6, 2020 · Control person joined · fact
- Ming Yu Wang (Director) no longer on Schedule A of Amova Asset Management Asia Limited (listed 2019-11-22, absent 2020-05-19)May 19, 2020 · Control person left · inference
- Keng Chai Rodney Lim (Chief Compliance Officer) no longer on Schedule A of Amova Asset Management Asia Limited (listed 2019-07-05, absent 2019-11-22)Nov 22, 2019 · Control person left · inference
- Suat Lay Ng (Chief Compliance Officer) appeared on Schedule A of Amova Asset Management Asia LimitedNov 22, 2019 · Control person joined · fact
- Junichi Sayato (Director) no longer on Schedule A of Amova Asset Management Asia Limited (listed 2018-06-28, absent 2019-06-27)Jun 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/amova-amreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sg.amova-am.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 65-6500-5700reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026