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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Gregg Mark Dubroc

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Greenwell Springs, LA

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Search this name across graphsid dfx:ria:c31c39bc-c50d-4c38-a4e4-a30f2356377d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 3, 1988
First registration: Aug 21, 2002
Dual registered: yes, broker-dealer
Other names: GREGG MARK DUBROC|GREGG DUBROC
IAPD individual key: 1805512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 17, 2024	n/a	yes	Greenwell Springs, LA	Current employment
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Feb 6, 2020	Aug 12, 2021	no	BATON ROUGE, LA\|BATON ROUGE, LA\|NEW ORLEANS, LA	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 5, 2012	Sep 24, 2019	no	METAIRIE, LA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Mar 31, 2004	Dec 15, 2005	no	BATON ROUGE, LA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 21, 2002	Nov 8, 2002	no	BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HANCOCK WHITNEY INVESTMENT SERVICES INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Aug 12, 2021	Jul 17, 2024	1,070	Firm change after gap	Ibd to ibd
ALLSTATE FINANCIAL ADVISORS, LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Sep 24, 2019	Feb 6, 2020	135	Firm change	Ibd to ibd
OSAIC FA, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Dec 15, 2005	Jun 5, 2012	2,364	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	OSAIC FA, INC.	Nov 8, 2002	Mar 31, 2004	509	Firm change after gap	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 5, 2012 to Sep 24, 2019factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Feb 6, 2020 to Aug 12, 2021factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 31, 2004 to Dec 15, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 21, 2002 to Nov 8, 2002factForm ADV

Dated events

No dated event names this entity yet.