RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• M••• D•••••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jul 17, 2024 · Greenwell Springs, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAFeb 6, 2020 to Aug 12, 2021 · Baton Rouge, La
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJun 5, 2012 to Sep 24, 2019 · Metairie, La
- O•••• F•• I••• formerMar 31, 2004 to Dec 15, 2005 · Baton Rouge, La
- E•••••••• A•••••••• L•• national BDAug 21, 2002 to Nov 8, 2002 · Baton Rouge, La
- H•••••• W•••••• I••••••••• S••••••• I••• to A••••••• F•••••••• A•••••••• L••left Aug 12, 2021, registered Jul 17, 2024 (1070 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••left Sep 24, 2019, registered Feb 6, 2020 (135 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to A••••••• F•••••••• A•••••••• L••left Dec 15, 2005, registered Jun 5, 2012 (2364 days) · Other
- E•••••••• A•••••••• L•• to O•••• F•• I•••left Nov 8, 2002, registered Mar 31, 2004 (509 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address