DFX Intelligence

R••••• S•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R••••• S•••••• T•••••••

Advisor at C•••••• A•••••••

SOUTHFIELD, MI | Northville, MI

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Search this name across graphsid dfx:ria:c31ff4f1-1945-0801-fff9-5a00c13def28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Aug 16, 2022	n/a	yes	SOUTHFIELD, MI\|Northville, MI	Current employment
F•••••••• S••••••••• G••••• I••	Independent wealth	Oct 21, 2017	Aug 16, 2022	no	Okemos, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• S••••••••• G••••• I••	C•••••• A•••••••	Aug 16, 2022	Aug 16, 2022	0	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
289054:158819:MI:2022-08-16	Aug 16, 2022	Aug 16, 2022	OKEMOS, MI	Firm change

Relationships

Registered with (2)

→ C•••••• A•••••••Registered adviserregistration: current employment
Aug 16, 2022 to presentfactForm ADV
→ F•••••••• S••••••••• G••••• I••Registered adviserregistration: previous registration
Oct 21, 2017 to Aug 16, 2022factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c31ff4f1-1945-0801-fff9-5a00c13def28
First observed: Oct 21, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.