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CRD 289054
OKEMOS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••••• E•••• C••••• | Certified Financial Planner|Chartered Financial Consultant | Okemos, MI | 9 | 20 | 1 | no |
| K••• R••••• C••••• | Certified Financial Planner|Chartered Financial Consultant | Okemos, MI | 9 | 14 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• B••••••• E•••• | Principal | D | yes | 08/2017 | Jun 27, 2017 | Sep 12, 2024 |
| C•••••• B••••• P•••••• | VICE PRESIDENT & CHIEF INVESTMENT OFFICER | C | yes | 08/2017 | Jun 27, 2017 | Sep 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Fenton | Mi | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $677M | $550M | 23.1% | $387M | 20.5% | 27 | 25 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• A••••••• | 3 | Aug 16, 2022 | Jan 26, 2023 | OKEMOS, MI | Team lift out | RIA to ibd | 37.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| E•••• S••••••••• L•• | 3 | Aug 2, 2017 | Jul 17, 2024 | NORTHVILLE, MI | Team lift out | Other | 0.3% |
| no |
| M••• E•••• C••••• | Chartered Financial Consultant | OKEMOS, MI | 7 | 38 | 1 | no |
| J••••• T•••• M•••• | Chartered Financial Consultant | OKEMOS, MI | 7 | 12 | 1 | no |
| B••••••• A•• C••••• | n/a | OKEMOS, MI | 4 | 16 | n/a | no |
| J••• H•••••• | n/a | OKEMOS, MI | FENTON, MI | 2 | 12 | n/a | no |
| B•••• P•••••• C••••• | Certified Financial Planner|Chartered Financial Consultant | FENTON, MI | OKEMOS, MI | 2 | 15 | 1 | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 05/2023 |
| Jun 27, 2017 |
| Sep 12, 2024 |
| $677M |
| $677M |
| 27 |
| 7 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $550M | $550M | 25 | 9 | 1 | n/a | n/a |
| 2023 | Mar 20, 2024 | $469M | $469M | 23 | 6 | 1 | n/a | n/a |
| 2022 | Mar 28, 2023 | $387M | $376M | 21 | 7 | 2 | n/a | n/a |
| 2021 | Mar 2, 2022 | $459M | $444M | 24 | 10 | 2 | n/a | n/a |
| 2020 | Mar 11, 2021 | $380M | $362M | 22 | 9 | 2 | n/a | n/a |
| 2019 | Feb 12, 2020 | $294M | $287M | 21 | 10 | 2 | n/a | n/a |
| 2018 | Mar 22, 2019 | $207M | $201M | 16 | 7 | 2 | n/a | n/a |
| 2017 | Mar 5, 2018 | $151M | $150M | 9 | 5 | 2 | n/a | n/a |