S•••••• T••••

Advisor at W•••• F•••• A•••••••

FORT LEE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a84b0d01-58a1-f0b8-f8ff-cd03061d4d07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 22, 2025	n/a	yes	FORT LEE, NJ	Current employment
M••••• S••••••	Wirehouse	Nov 29, 2023	Aug 20, 2025	no	Paramus, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Aug 20, 2025	Jul 22, 2025	-29	Firm change	Wirehouse to wirehouse
V•• F•••••••• L••	M••••• S••••••	Sep 19, 2023	Nov 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:11025:NJ:2025-08-20	Aug 20, 2025	Jul 22, 2025	PARAMUS, NJ	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 29, 2023 to Aug 20, 2025factForm ADV
→ V•• F•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2023 to Sep 19, 2023factForm ADV

Dated events

Occurred
Aug 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a84b0d01-58a1-f0b8-f8ff-cd03061d4d07
First observed: Feb 13, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.