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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DENISE MICHELLE ZAPATA

Advisor at LPL FINANCIAL LLC

UPLAND, CA

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Search this name across graphsid dfx:ria:c35c512e-742d-ed7a-c965-8a10f7114b32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 13, 2001
First registration: Dec 18, 2001
Dual registered: yes, broker-dealer
Other names: DENISE MICHELLE QUINTERO|DENISE MICHELLE QUINTERO
IAPD individual key: 4464361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 5, 2021	n/a	yes	UPLAND, CA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 4, 2019	Dec 2, 2021	no	Upland, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 27, 2014	Oct 11, 2019	no	ATLANTA, GA\|UPLAND, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 26, 2010	Jan 7, 2014	no	REDLANDS, CA\|Murray, UT\|SAN BERNARDINO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Mar 14, 2008	Oct 7, 2010	no	RIVERSIDE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Mar 25, 2008	no	Fountain Valley, CA\|REDLANDS, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Feb 21, 2006	May 29, 2007	no	REDLANDS, CA\|RIVERSIDE, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 18, 2001	Oct 18, 2002	no	RIVERSIDE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Dec 2, 2021	Nov 5, 2021	-27	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 11, 2019	Oct 4, 2019	-7	Bulk transfer	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	FSC SECURITIES CORPORATION	Jan 7, 2014	Jan 27, 2014	20	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	CETERA ADVISOR NETWORKS LLC	Oct 7, 2010	Oct 26, 2010	19	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CUSO FINANCIAL SERVICES, L.P.	Mar 25, 2008	Mar 14, 2008	-11	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITICORP INVESTMENT SERVICES	Oct 18, 2002	Feb 21, 2006	1,222	Firm change after gap	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 5, 2021 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 4, 2019 to Dec 2, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 27, 2014 to Oct 11, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 26, 2010 to Jan 7, 2014factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Mar 14, 2008 to Oct 7, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Mar 25, 2008factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Feb 21, 2006 to May 29, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 18, 2001 to Oct 18, 2002factForm ADV

Dated events

No dated event names this entity yet.