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RIA / WealthAdvisorCertified Financial Planner30 years in industry

THOMAS GREGORY RUECKL

Advisor at STRIVE FINANCIAL GROUP, LLC

CARMEL, IN | LUXEMBURG, WI

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Search this name across graphsid dfx:ria:c365f37b-586f-469d-33b5-e8e534432477

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRIVE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 26, 1995
First registration: Sep 15, 2005
Dual registered: no
Other names: TOM RUECKL
IAPD individual key: 2662868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRIVE FINANCIAL GROUP, LLC	Independent wealth	Mar 31, 2026	n/a	yes	LUXEMBURG, WI\|CARMEL, IN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 8, 2022	Mar 15, 2026	no	GREEN BAY, WI\|Port Charlotte, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	Jun 16, 2022	no	GREEN BAY, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Mar 24, 2021	no	GREEN BAY, WI\|CASCO, WI\|CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 28, 2010	Apr 19, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Sep 15, 2005	Aug 1, 2012	no	GREEN BAY, WI\|GREEN BAY, WI\|GREEN BAY, WI\|CASCO, WI\|GREEN BAY, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRIVE FINANCIAL GROUP, LLC	Mar 15, 2026	Mar 31, 2026	16	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 16, 2022	Apr 8, 2022	-69	Firm change after gap	RIA to wirehouse
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 28, 2010	-826	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 19, 2012	Aug 1, 2012	104	Bulk transfer	Other

Relationships

Registered with (6)

→ STRIVE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 8, 2022 to Mar 15, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 24, 2021 to Jun 16, 2022factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Mar 24, 2021factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 15, 2005 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 28, 2010 to Apr 19, 2012factForm ADV

Dated events

Occurred
Mar 15, 2026
Advisor changed firm
Thomas Gregory Rueckl left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Strive Financial Group, Llc (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2022
Advisor changed firm
Thomas Gregory Rueckl left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-04-08)
Form ADVobserved 4 days ago