RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G•••••• R•••••
- S••••• F•••••••• G••••• L•• independent RIA currentsince Mar 31, 2026 · Luxemburg, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 8, 2022 to Mar 15, 2026 · Green Bay, Wi
- L•• F•••••••• L•• BD affiliatedMar 24, 2021 to Jun 16, 2022 · Green Bay, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Mar 24, 2021 · Green Bay, Wi
- M•• I••••••••• M••••••••• C•••• formerApr 28, 2010 to Apr 19, 2012 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerSep 15, 2005 to Aug 1, 2012 · Green Bay, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• F•••••••• G••••• L••left Mar 15, 2026, registered Mar 31, 2026 (16 days) · Wirehouse to independent RIA
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 16, 2022, registered Apr 8, 2022 (-69 days) · RIA to wirehouse
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Aug 1, 2012, registered Apr 28, 2010 (-826 days) · corporate re-registration, not a move
- M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Apr 19, 2012, registered Aug 1, 2012 (104 days) · corporate re-registration, not a move
- T••••• G•••••• R••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••••• F•••••••• G••••• L•• (registered 2026-03-31)Mar 15, 2026 · Advisor changed firm · fact
- T••••• G•••••• R••••• left L•• F•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-04-08)Jun 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address