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CRD 287860
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• W•••••• A••••••• | n/a | LINCOLN, NE | 9 | 34 | 5 | yes |
| B•••• L••• W•••••• | n/a | LINCOLN, NE | 9 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••••• R•••••• W•••••• | MANAGING MEMBER | E | yes | 03/2017 | Mar 1, 2017 | Aug 23, 2024 |
| W••••••• B••••• L••• | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2019 | Aug 9, 2019 | Aug 23, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Coshocton | Oh | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 14.3% | 0 | 0 | 0 | 1 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $434M | $370M | 17.1% | $234M | 22.9% | 13 | 12 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| 4•• F•••••••• | 2 | Jul 8, 2024 | Jul 9, 2024 | LINCOLN, NE | Team lift out | RIA to state RIA | 25.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | 3 | Apr 24, 2017 | Apr 24, 2017 | LINCOLN, NE | Team lift out | Wirehouse to new firm | 0.2% |
| yes |
| M•••••• A•••••• H•••••• | n/a | LINCOLN, NE | 6 | 29 | 1 | yes |
| B••• P••••• B•••• | n/a | LINCOLN, NE | 5 | 29 | n/a | no |
| J••••• G•••••• F••••• | n/a | Coshocton, OH | LINCOLN, NE | 2 | 19 | 2 | yes |
| C••••• P•••• A••••••• | n/a | LINCOLN, NE | 1 | 12 | n/a | no |
| L•••• S••••• S••••••••• | n/a | LINCOLN, NE | 0 | 12 | n/a | no |
| A•• M•••••• | n/a | LINCOLN, NE | 0 | 15 | n/a | no |
| $434M |
| $412M |
| 13 |
| 6 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 21, 2025 | $370M | $349M | 12 | 8 | 1 | n/a | n/a |
| 2023 | Mar 19, 2024 | $327M | $300M | 12 | 8 | 1 | n/a | n/a |
| 2022 | Feb 27, 2023 | $234M | $210M | 12 | 10 | 0 | n/a | n/a |
| 2021 | Mar 18, 2022 | $219M | $200M | 7 | 7 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $177M | $157M | 6 | 5 | 0 | n/a | n/a |
| 2019 | Mar 2, 2020 | $149M | $134M | 4 | 3 | 0 | n/a | n/a |
| 2018 | Mar 8, 2019 | $120M | $108M | 4 | 3 | 0 | n/a | n/a |
| 2017 | Mar 9, 2018 | $118M | $109M | 4 | 3 | 0 | n/a | n/a |