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R••••• W•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R••••• W•••••• A•••••••

Advisor at P••• A• W•••••• L••

LINCOLN, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A• W•••••• L••	Independent wealth	Apr 21, 2017	n/a	yes	LINCOLN, NE	Current employment
P••• A• W•••••• L••	Independent wealth	Mar 22, 2017	Mar 23, 2017	no	LINCOLN, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P••• A• W•••••• L••	Apr 24, 2017	Mar 22, 2017	-33	Firm change after gap	Wirehouse to new firm
W•••• F•••• A•••••••	W•••• F•••• A•••••••	May 15, 2015	May 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:287860:NE:2017-04-24	Apr 24, 2017	Mar 22, 2017	LINCOLN, NE	Firm change after gap
19616:11025:NE:2015-05-15	May 15, 2015	May 15, 2015	LINCOLN, NE	Firm change

Relationships

Registered with (5)

→ P••• A• W•••••• L••Registered adviserregistration: previous registration
Mar 22, 2017 to Mar 23, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 15, 2015 to Apr 24, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to May 15, 2015factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 22, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.