DFX Intelligence

D••••• D•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D••••• D•••••• P•••••••

Advisor at M••••• S••••••

Baltimore, MD

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Search this name across graphsid dfx:ria:c36ee46c-b3bc-a846-6bab-5a5561d20014

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 27, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jan 22, 2025	n/a	yes	Baltimore, MD	Current employment
T• A••••••••• I•••	Former SEC adviser	Aug 8, 2021	Oct 14, 2022	no	VIENNA, VA\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T• A••••••••• I•••	Jan 14, 2025	Aug 8, 2021	-1,255	Firm change after gap	Other
T• A••••••••• I•••	M••••• S••••••	Oct 14, 2022	Jan 22, 2025

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 23, 2009 to Jan 14, 2025factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2021 to Oct 14, 2022factForm ADV
→ C••••••••• I•••••••••

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c36ee46c-b3bc-a846-6bab-5a5561d20014
First observed: May 19, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.