DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dennis Delaney Parlante

Morgan StanleywirehouseBaltimore, Mddual registrantIAPD 2747869

Feed of 09/14/2026

Also filed as Dennis Delaney Parlante

At current firm

1 y

since Jan 22, 2025

In the industry

30 y

since Aug 27, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Jan 22, 2025 · Baltimore, Md
Td Ameritrade, Inc. former
Aug 8, 2021 to Oct 14, 2022 · Vienna, Va
Charles Schwab & Co., Inc. national BD
Apr 23, 2009 to Jan 14, 2025 · Vienna, Va
Clearbridge Investments former
Dec 18, 2007 to Nov 4, 2008 · Baltimore, Md
Clearbridge Investments, LLC mixed wealth
Mar 15, 2006 to Dec 18, 2007 · New York, Ny
Legg Mason Wood Walker, Incorporated unclassified
May 19, 2000 to Dec 2, 2005 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Td Ameritrade, Inc.
left Jan 14, 2025, registered Aug 8, 2021 (-1255 days) · Other
Td Ameritrade, Inc. to Morgan Stanley
left Oct 14, 2022, registered Jan 22, 2025 (831 days) · Other
Clearbridge Investments to Charles Schwab & Co., Inc.
left Nov 4, 2008, registered Apr 23, 2009 (170 days) · Other
Clearbridge Investments, LLC to Clearbridge Investments
left Dec 18, 2007, registered Dec 18, 2007 (0 days) · channel change inside one enterprise, not a move
Legg Mason Wood Walker, Incorporated to Clearbridge Investments, LLC
left Dec 2, 2005, registered Mar 15, 2006 (103 days) · Other

Signals

Dennis Delaney Parlante left Charles Schwab & Co., Inc. for Td Ameritrade, Inc. (registered 2021-08-08)
Jan 14, 2025 · Advisor changed firm · fact
Dennis Delaney Parlante left Td Ameritrade, Inc. for Morgan Stanley (registered 2025-01-22)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address