DFX Intelligence
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Reading the graph
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Advisor at M••••••••• • K••••••••• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••• E•• L•• | Asset manager | Jan 9, 2025 | n/a | yes | LAS VEGAS, NV | Current employment |
| M••••••••• • K••••••••• A•••• M••••••••• L•• | State registered | Jan 3, 2025 | n/a | yes | SAN DIEGO, CA|Las Vegas, NV | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• C•••••• A•••••••• L•• | M••••••••• • K••••••••• A•••• M••••••••• L•• | May 13, 2019 | Jan 3, 2025 | 2,062 | Firm change after gap | Other |
| U•• F•••••••• S••••••• I••• | G•• C•••••• A•••••••• L•• | May 13, 2009 | Nov 22, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130179:300850:CA:2019-05-13 | May 13, 2019 | Jan 3, 2025 | LOS ANGELES, CA | Firm change after gap |
| G•• C•••••• A•••••••• L•• |
| Former SEC adviser |
| Nov 22, 2010 |
| May 13, 2019 |
| no |
| LOS ANGELES, CA |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 17, 2004 | May 13, 2009 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| 558 |
| Firm change after gap |
| Other |