E••••• H•••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

Vienna, VA | Washington, DC

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Search this name across graphsid dfx:ria:c3985ef8-d5f0-f971-7d75-531e56211709

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	May 21, 2026	n/a	yes	Vienna, VA\|Washington, DC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 20, 2024	Sep 18, 2025	no	NORTH BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N••• F•••••• I••••••••• S•••••••• L••	Sep 18, 2025	May 21, 2026	245	Firm change	Wirehouse to ibd
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 27, 2024

Relationships

Registered with (3)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 20, 2024 to Sep 18, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 24, 2019 to Nov 27, 2024factForm ADV

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
E••••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for N••• F•••••• I••••••••• S•••••••• L•• (registered 2026-05-21)
Form ADVobserved 7 days ago
Occurred
Nov 27, 2024
Advisor changed firm
E••••• H••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3985ef8-d5f0-f971-7d75-531e56211709
First observed: Jun 1, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.