DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• H•••••

N••• F•••••• I••••••••• S•••••••• L••BD affiliatedVienna, Va dual registrantIAPD 6703359

Feed of 09/15/2026

Also filed as E••••• Shalier H•••••

At current firm

0 y

since May 21, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••• F•••••• I••••••••• S•••••••• L•• BD affiliated current
since May 21, 2026 · Vienna, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 20, 2024 to Sep 18, 2025 · North Bethesda, Md
M••••• S•••••• wirehouse
Jul 24, 2019 to Nov 27, 2024 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 1, 2017 to Jun 17, 2019 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••• I••••••••• S•••••••• L••
left Sep 18, 2025, registered May 21, 2026 (245 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 27, 2024, registered Dec 20, 2024 (23 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jun 17, 2019, registered Jul 24, 2019 (37 days) · Wirehouse to wirehouse

Signals

E••••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for N••• F•••••• I••••••••• S•••••••• L•• (registered 2026-05-21)
Sep 18, 2025 · Advisor changed firm · fact
E••••• H••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-12-20)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address