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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARLES HOWARD FITZPATRICK

Advisor at SILVER OAK SECURITIES, INC.

Surfside Beach, SC

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Search this name across graphsid dfx:ria:c3c14a1d-87b4-089d-cce9-cf12dd70eb26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 29, 1997
First registration: Jul 26, 2005
Dual registered: yes, broker-dealer
Other names: CHARLES HOWARD FITZPATRICK|CHUCK FITZPATRICK
IAPD individual key: 2980286

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Dec 5, 2025	n/a	yes	Surfside Beach, SC	Current employment
UNITED ADVISOR GROUP	Independent wealth	Feb 28, 2023	Dec 9, 2025	no	CINCINNATI, OH\|Surfside Beach, SC\|CINCINNATI, OH	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 1, 2017	Feb 20, 2023	no	Myrtle Beach, SC	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 15, 2008	Dec 5, 2017	no	APPLETON, WI\|MYRTLE BEACH, SC	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 23, 2008	Oct 22, 2008	no	MINNEAPOLIS, MN	Previous registration
SOUTHEAST INVESTMENTS, N.C. INC	n/a	May 4, 2007	Sep 14, 2007	no	SURFSIDE BEACH, SC	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jul 26, 2005	Dec 15, 2006	no	SURFSIDE BEACH, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED ADVISOR GROUP	SILVER OAK SECURITIES, INC.	Dec 9, 2025	Dec 5, 2025	-4	Firm change	RIA to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	UNITED ADVISOR GROUP	Feb 20, 2023	Feb 28, 2023	8	Firm change	Ibd to new firm
INVEST FINANCIAL CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 5, 2017	Dec 1, 2017	-4	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	INVEST FINANCIAL CORPORATION	Oct 22, 2008	Oct 15, 2008	-7	Firm change	Other
SOUTHEAST INVESTMENTS, N.C. INC	QUESTAR ASSET MANAGEMENT, INC.	Sep 14, 2007	Sep 23, 2008	375	Firm change	Other
MUTUAL SERVICE CORPORATION	SOUTHEAST INVESTMENTS, N.C. INC	Dec 15, 2006	May 4, 2007	140	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:134139:SC:2017-12-05	Dec 5, 2017	Dec 1, 2017	MYRTLE BEACH, SC	Firm change

Relationships

Registered with (7)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ UNITED ADVISOR GROUPRegistered adviserregistration: previous registration
Feb 28, 2023 to Dec 9, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 1, 2017 to Feb 20, 2023factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 15, 2008 to Dec 5, 2017factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 23, 2008 to Oct 22, 2008factForm ADV
→ SOUTHEAST INVESTMENTS, N.C. INCRegistered adviserregistration: previous registration
May 4, 2007 to Sep 14, 2007factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jul 26, 2005 to Dec 15, 2006factForm ADV

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
Charles Howard Fitzpatrick left United Advisor Group for Silver Oak Securities, Inc. (registered 2025-12-05)
Form ADVobserved 5 days ago
Occurred
Feb 20, 2023
Advisor changed firm
Charles Howard Fitzpatrick left Cambridge Investment Research Advisors, Inc. for United Advisor Group (registered 2023-02-28)
Form ADVobserved 5 days ago