DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Howard Fitzpatrick

Silver Oak Securities, Inc.BD affiliatedSurfside Beach, Scdual registrantIAPD 2980286

Feed of 09/14/2026

Also filed as Charles Howard Fitzpatrick

At current firm

0 y

since Dec 5, 2025

In the industry

28 y

since Dec 29, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Silver Oak Securities, Inc. BD affiliated current
since Dec 5, 2025 · Surfside Beach, Sc
United Advisor Group independent RIA
Feb 28, 2023 to Dec 9, 2025 · Cincinnati, Oh
Cambridge Investment Research Advisors, Inc. BD affiliated
Dec 1, 2017 to Feb 20, 2023 · Myrtle Beach, Sc
Invest Financial Corporation former
Oct 15, 2008 to Dec 5, 2017 · Appleton, Wi
Questar Asset Management, Inc. former
Sep 23, 2008 to Oct 22, 2008 · Minneapolis, Mn
Southeast Investments, N.C. Inc unclassified
May 4, 2007 to Sep 14, 2007 · Surfside Beach, Sc
Mutual Service Corporation unclassified
Jul 26, 2005 to Dec 15, 2006 · Surfside Beach, Sc

Moves

a registration end followed by a registration begin elsewhere

United Advisor Group to Silver Oak Securities, Inc.
left Dec 9, 2025, registered Dec 5, 2025 (-4 days) · RIA to affiliated broker-dealer or bank
Cambridge Investment Research Advisors, Inc. to United Advisor Group
left Feb 20, 2023, registered Feb 28, 2023 (8 days) · Affiliated broker-dealer or bank to a newly registered adviser
Invest Financial Corporation to Cambridge Investment Research Advisors, Inc.
left Dec 5, 2017, registered Dec 1, 2017 (-4 days) · Other · moved with a team
Questar Asset Management, Inc. to Invest Financial Corporation
left Oct 22, 2008, registered Oct 15, 2008 (-7 days) · Other
Southeast Investments, N.C. Inc to Questar Asset Management, Inc.
left Sep 14, 2007, registered Sep 23, 2008 (375 days) · Other
Mutual Service Corporation to Southeast Investments, N.C. Inc
left Dec 15, 2006, registered May 4, 2007 (140 days) · Other

Signals

Charles Howard Fitzpatrick left United Advisor Group for Silver Oak Securities, Inc. (registered 2025-12-05)
Dec 9, 2025 · Advisor changed firm · fact
Charles Howard Fitzpatrick left Cambridge Investment Research Advisors, Inc. for United Advisor Group (registered 2023-02-28)
Feb 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address