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RIA / WealthAdvisor21 years in industry

Amy Nuttall Zwaan

Advisor at YOSEMITE CAPITAL MANAGEMENT

BOSTON, MA | FRESNO, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ea3cf9c2-d805-8162-3fe6-e9c7dcd145e9

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Dec 3, 2004 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: YOSEMITE CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Dec 2, 2004
First registration: Dec 3, 2004
Dual registered: no
Other names: AMY ZWAAN|AMY ELIZABETH NUTTALL|AMY NUTTALL ZWAAN|AMY NUTTALL ZWAAN
IAPD individual key: 4857906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CW ADVISORS, LLC	Independent wealth	Sep 16, 2026	n/a	yes	BOSTON, MA\|FRESNO, CA	Current employment
YOSEMITE CAPITAL MANAGEMENT	Independent wealth	Sep 11, 2026	n/a	yes	FRESNO, CA\|NEWPORT BEACH, CA	Current employment
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Oct 25, 2024	Jul 20, 2026	no	Clovis, CA\|RED BANK, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 14, 2022	May 29, 2024	no	FRESNO, CA\|SAN DIEGO, CA\|FRESNO, CA	Previous registration
WEALTHPLAN PARTNERS	Independent wealth	Jan 7, 2020	Dec 9, 2022	no	Fresno, CA\|OMAHA, NE	Previous registration
WEALTHPLAN PARTNERS	Former SEC adviser	Sep 9, 2019	Jul 10, 2020	no	Fresno, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 29, 2018	Sep 10, 2019	no	FRESNO, CA\|FRESNO, CA	Previous registration
THE WEALTH CONSULTING GROUP	Independent wealth	Dec 2, 2016	Dec 3, 2018	no	Fresno, CA\|LAS VEGAS, NV	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 14, 2010	Mar 17, 2017	no	FRESNO, CA\|ROCKLIN, CA\|FRESNO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 30, 2007	Sep 14, 2010	no	FRESNO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 3, 2004	Dec 10, 2007	no	FRESNO, CA\|FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	YOSEMITE CAPITAL MANAGEMENT	Jul 20, 2026	Sep 11, 2026	53	Firm change	RIA to RIA
LPL FINANCIAL LLC	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	May 29, 2024	Oct 25, 2024	149	Firm change	Ibd to RIA
WEALTHPLAN PARTNERS	LPL FINANCIAL LLC	Dec 9, 2022	Nov 14, 2022	-25	Firm change	RIA to RIA
WEALTHPLAN PARTNERS	WEALTHPLAN PARTNERS	Jul 10, 2020	Jan 7, 2020	-185	Bulk transfer	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WEALTHPLAN PARTNERS	Sep 10, 2019	Sep 9, 2019	-1	Firm change	Ibd to RIA
THE WEALTH CONSULTING GROUP	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 3, 2018	Nov 29, 2018	-4	Firm change	RIA to ibd
LPL FINANCIAL LLC	THE WEALTH CONSULTING GROUP	Mar 17, 2017	Dec 2, 2016	-105	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Sep 14, 2010	Sep 14, 2010	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 10, 2007	Nov 30, 2007	-10	Firm change	Wirehouse to wirehouse

Relationships

Registered with (9)

→ YOSEMITE CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 25, 2024 to Jul 20, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 14, 2022 to May 29, 2024factForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Jan 7, 2020 to Dec 9, 2022factForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Sep 9, 2019 to Jul 10, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 29, 2018 to Sep 10, 2019factForm ADV
→ THE WEALTH CONSULTING GROUPRegistered adviserregistration: previous registration
Dec 2, 2016 to Dec 3, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 30, 2007 to Sep 14, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 3, 2004 to Dec 10, 2007factForm ADV

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
Amy Nuttall Zwaan left Alexander Capital Wealth Management Llc for Yosemite Capital Management (registered 2026-09-11)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Amy Nuttall Zwaan left Lpl Financial Llc for Alexander Capital Wealth Management Llc (registered 2024-10-25)
Form ADVobserved 4 days ago
Occurred
Dec 9, 2022
Advisor changed firm
Amy Nuttall Zwaan left Wealthplan Partners for Lpl Financial Llc (registered 2022-11-14)
Form ADVobserved 4 days ago